Netlist, Inc. — Director's Dealing 2023

Mar 23, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NETLIST INC (NLST)
CIK: 0001282631
Period of Report: 2023-03-21

Reporting Person: Hong Chun K (Director, President, CEO and Chairman)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-03-21	Common Stock	S	41366	$4.00	Disposed	4319811	Indirect
2023-03-22	Common Stock	S	208634	$4.0037	Disposed	4111177	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	2241447	Direct

Footnotes

F1: This transaction was effected pursuant to a Rule 10b5-1 Plan.

F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.00 to $4.07 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.