AI assistant
Sending…
Netlist, Inc. — Director's Dealing 2023
Apr 26, 2023
17733_dirs_2023-04-26_66c04ddc-40ed-4bcf-ae90-baf113e35159.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NETLIST INC (NLST)
CIK: 0001282631
Period of Report: 2023-04-24
Reporting Person: Hong Chun K (Director, President, CEO and Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-04-24 | Common Stock | S | 500000 | $5.4880 | Disposed | 3611177 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2241447 | Direct |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 Plan.
F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.70 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
More from Netlist, Inc.
Regulatory Filings
2026
May 28
Report Publication Announcement
2026
May 12
Earnings Release
2026
May 12
Director's Dealing
2026
Mar 27
Regulatory Filings
2026
Mar 25
Annual Report
2026
Mar 19
Director's Dealing
2026
Mar 19
Regulatory Filings
2026
Mar 17
Regulatory Filings
2026
Mar 3
Earnings Release
2026
Mar 3