Netlist, Inc. — Director's Dealing 2021

Jul 12, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NETLIST INC (NLST)
CIK: 0001282631
Period of Report: 2021-07-08

Reporting Person: SASAKI GAIL M (Vice President and CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-07-08	Common Stock	M	6718	$1.02	Acquired	481363	Direct
2021-07-08	Common Stock	S	6718	$5.90	Disposed	474545	Direct
2021-07-09	Common Stock	M	68282	$1.02	Acquired	542827	Direct
2021-07-09	Common Stock	S	68282	$5.9001	Disposed	474545	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-07-08	Employee Stock Option (right to buy)	$1.02	M	6718	Acquired	2027-02-14	Common Stock (6718)	Direct
2021-07-09	Employee Stock Option (right to buy)	$1.02	M	68282	Acquired	2027-02-14	Common Stock (68282)	Direct

Footnotes

F1: This transaction was effected pursuant to a Rule 10b5-1 Plan.

F2: This option vested in 16 equal quarterly installments from May 14, 2017 to February 14, 2021.