Netlist, Inc. — Director's Dealing 2021

Jul 14, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NETLIST INC (NLST)
CIK: 0001282631
Period of Report: 2021-07-12

Reporting Person: SASAKI GAIL M (Vice President and CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-07-12	Common Stock	S	60657	$6.4043	Disposed	413888	Direct
2021-07-13	Common Stock	M	75000	$2.05	Acquired	488888	Direct
2021-07-13	Common Stock	S	75000	$7.20	Disposed	413888	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-07-13	Employee Stock Option (right to buy)	$2.05	M	75000	Acquired	2024-02-21	Common Stock (75000)	Direct

Footnotes

F1: This transaction was effected pursuant to a Rule 10b5-1 Plan.

F2: This option vested in 16 equal quarterly installments from May 21, 2014 to February 21, 2018.