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Netlist, Inc. Director's Dealing 2020

Sep 9, 2020

17733_dirs_2020-09-09_177eafea-e439-4e87-9fdc-ac299fc2adb5.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NETLIST INC (NLST)
CIK: 0001282631
Period of Report: 2020-09-08

Reporting Person: Hong Chun K (Director, President, CEO and Chairman)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-09-08 Common Stock F 43891 $0.46 Disposed 1003957 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 7658208 Indirect

Footnotes

F1: Represents shares being withheld by issuer to satisfy tax withholding obligations associated with the vesting of restricted stock.