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Netlist, Inc. — Director's Dealing 2014
May 21, 2014
17733_dirs_2014-05-21_045755a5-d4fb-44bb-8f48-a74e5179a7f3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NETLIST INC (NLST)
CIK: 0001282631
Period of Report: 2014-05-19
Reporting Person: Hong Chun K (Director, President, CEO & Chairman, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-19 | Common Stock | S | 350000 | $1.29 | Disposed | 5618750 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 85568 | Direct |
Footnotes
F1: Sale of stock in a private transaction to an accredited investor. Resale is subject to the registration requirements of the Securities Act of 1933.