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Netlist, Inc. — Director's Dealing 2010
Sep 8, 2010
17733_dirs_2010-09-08_c00524cc-61a1-438d-bfdf-c1b53c8a6253.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NETLIST INC (NLST)
CIK: 0001282631
Period of Report: 2010-09-07
Reporting Person: Hong Chun K (Director, President, CEO and Chairman, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-09-07 | Common Stock | S | 25000 | $3.00 | Disposed | 2825000 | Indirect |
| 2010-09-07 | Common Stock | S | 25000 | $3.00 | Disposed | 2800000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2568750 | Direct |
Footnotes
F1: The sales reported in this form 4 were effected pursuant to a Rule 10b-5-1 trading plan previously adopted by the reporting person.