Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Netlist, Inc. Capital/Financing Update 2010

Mar 25, 2010

17733_rns_2010-03-25_2a00d2d8-bf72-4897-a4e8-2cc0fb115b08.zip

Capital/Financing Update

Open in viewer

Opens in your device viewer

8-K 1 a10-7051_18k.htm 8-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of Earliest Event Reported): March 25, 2010

NETLIST, INC.

(Exact Name of Registrant as Specified in its Charter)

Delaware (State or Other Jurisdiction of Incorporation) 001-33170 (Commission File Number) 95-4812784 (IRS Employer Identification Number)

51 Discovery, Suite 150 Irvine, California 92618

(Address of Principal Executive Offices)

(949) 435-0025

(Registrant’s telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below):

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

SEQ.=1,FOLIO='',FILE='C:\JMS\c900527\10-7051-1\task4011805\7051-1-ba.htm',USER='c900527',CD='Mar 25 21:31 2010'

Item 8.01. Other Events.

On March 24, 2010, Netlist, Inc. (the “Company”) issued a press release announcing that it completed its previously announced public offering and the sale of additional shares of common stock pursuant to the over-allotment option granted to the underwriters. The Company’s press release is attached hereto as Exhibit 99.1 to this Report and is incorporated herein by reference.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits . See the Exhibit Index which is hereby incorporated by reference.

2

SEQ.=1,FOLIO='2',FILE='C:\JMS\c900527\10-7051-1\task4011805\7051-1-ba.htm',USER='c900527',CD='Mar 25 21:31 2010'

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

| /s/

Gail Itow
Gail
Itow
Vice
President, Chief Financial Officer and Secretary

3

SEQ.=1,FOLIO='3',FILE='C:\JMS\c900527\10-7051-1\task4011805\7051-1-ba.htm',USER='c900527',CD='Mar 25 21:31 2010'

Exhibit Index

Exhibit Description
99.1 Press
Release dated March 24, 2010.

4

SEQ.=1,FOLIO='4',FILE='C:\JMS\c900527\10-7051-1\task4011805\7051-1-ba.htm',USER='c900527',CD='Mar 25 21:31 2010'