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NETGEAR, INC. — Director's Dealing 2023
Jul 19, 2023
32299_dirs_2023-07-19_331aa0ca-62eb-4ea7-be01-68d68d054259.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NETGEAR, INC. (NTGR)
CIK: 0001122904
Period of Report: 2023-07-18
Reporting Person: LO PATRICK CS (CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-07-18 | Common Stock | A | 78750 | $0.00 | Acquired | 196953 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 169828 | Indirect |
| Common Stock | 278468 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $20.98 | 2021-02-03 | Common Stock (613) | 613 | Direct |
| Employee Stock Option (Right to Buy) | $19.69 | 2021-04-26 | Common Stock (245) | 245 | Direct |
| Employee Stock Option (Right to Buy) | $18.60 | 2022-06-06 | Common Stock (668) | 668 | Direct |
| Employee Stock Option (Right to Buy) | $19.33 | 2023-05-16 | Common Stock (725) | 725 | Direct |
| Employee Stock Option (Right to Buy) | $19.32 | 2024-06-03 | Common Stock (17222) | 17222 | Direct |
| Employee Stock Option (Right to Buy) | $18.58 | 2025-06-02 | Common Stock (17222) | 17222 | Direct |
| Employee Stock Option (Right to Buy) | $23.48 | 2026-03-24 | Common Stock (19805) | 19805 | Direct |
| Employee Stock Option (Right to Buy) | $25.37 | 2027-06-01 | Common Stock (115000) | 115000 | Direct |
| Employee Stock Option (Right to Buy) | $41.67 | 2028-01-25 | Common Stock (115000) | 115000 | Direct |
| Employee Stock Option (Right to Buy) | $26.61 | 2029-07-19 | Common Stock (175200) | 175200 | Direct |
Footnotes
F1: The shares are held by the education trusts of Mr. Lo's children. Mr. Lo is a co-trustee of each such trust.
F2: The shares are held by the Patrick and Emily Lo Revocable Trust dated 4-7-99
F3: This PSU shall vest 100% on July 31, 2026 (contingent on meeting specific performance criteria).
F4: 25% of the option grant is exercisable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter.
F5: 25% of the option grant is exercisable on 4/26/2012, and 1/48 of the option grant is exercisable each month thereafter.
F6: 25% of the option grant is exercisable on 6/6/2013, and 1/48 of the option grant is exercisable each month thereafter.
F7: 25% of the option grant is exercisable on 5/16/2014, and 1/48 of the option grant is exercisable each month thereafter
F8: 25% of the options will be exercisable on 6/03/2015, and 1/48 of the option grant is exercisable each month thereafter
F9: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.
F10: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, June 1, 2017, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates