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NETGEAR, INC. — Director's Dealing 2021
Jan 5, 2021
32299_dirs_2021-01-05_1becd80a-abad-4720-af78-2c6a40e3ee90.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NETGEAR, INC. (NTGR)
CIK: 0001122904
Period of Report: 2021-01-04
Reporting Person: Rogers Tamesa (SVP, HR)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-04 | Common Stock | M | 3000 | $23.48 | Acquired | 38548 | Direct |
| 2021-01-04 | Common Stock | S | 3000 | $39.75 | Disposed | 35548 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-04 | Employee Stock Option (Right to Buy | $23.48 | M | 3000 | Disposed | 2026-03-24 | Common Stock (3000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy | $16.53 | 2014-02-09 | Common Stock (365) | 365 | Direct |
| Employee Stock Option (Right to Buy | $18.58 | 2025-06-02 | Common Stock (74) | 74 | Direct |
| Employee Stock Option (Right to Buy | $20.80 | 2020-06-13 | Common Stock (827) | 827 | Direct |
| Employee Stock Option (Right to Buy | $21.10 | 2020-02-02 | Common Stock (1300) | 1300 | Direct |
| Employee Stock Option (Right to Buy | $18.60 | 2022-06-06 | Common Stock (6517) | 6517 | Direct |
| Employee Stock Option (Right to Buy | $19.32 | 2024-06-03 | Common Stock (101) | 101 | Direct |
| Employee Stock Option (Right to Buy | $19.33 | 2023-05-16 | Common Stock (101) | 101 | Direct |
| Employee Stock Option (Right to Buy | $19.69 | 2021-04-26 | Common Stock (11) | 11 | Direct |
| Employee Stock Option (Right to Buy | $20.98 | 2021-02-03 | Common Stock (101) | 101 | Direct |
| Employee Stock Option (Right to Buy | $25.37 | 2027-06-01 | Common Stock (15000) | 15000 | Direct |
| Employee Stock Option (Right to Buy | $41.67 | 2028-01-25 | Common Stock (15000) | 15000 | Direct |
| Employee Stock Option (Right to Buy | $26.61 | 2029-07-19 | Common Stock (30000) | 30000 | Direct |
Footnotes
F1: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2019.
F2: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F3: 25% of the option grant is exerciseable on 2/9/2005, and 1/48 of the option grant is exercisable each month thereafter
F4: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the
Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.
F5: 25% of the option grant is exerciseable on 6/13/2011, and 1/48 of the option grant is exercisable each month thereafter
F6: 25% of the option grant is exerciseable on 2/2/2011, and 1/48 of the option grant is exercisable each month thereafter
F7: 25% of the option grant is exerciseable on 6/6/2013, and 1/48 of the option grant is exercisable each month thereafter
F8: 25% of the option grant is exerciseable on 6/3/2015, and 1/48 of the option grant is exercisable each month thereafter
F9: 25% of the option grant is exerciseable on 5/16/2014, and 1/48 of the option grant is exercisable each month thereafter.
F10: 25% of the option grant is exerciseable on 4/26/2012, and 1/48 of the option grant is exercisable each month thereafter
F11: 25% of the option grant is exerciseable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter
F12: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, June 1, 2017,
and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.