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NETGEAR, INC. — Director's Dealing 2021
Jan 28, 2021
32299_dirs_2021-01-28_9e302a36-b60e-4280-b2ae-d3adbe56cbf0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NETGEAR, INC. (NTGR)
CIK: 0001122904
Period of Report: 2021-01-27
Reporting Person: FALCON MICHAEL F (Chief Operations Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-27 | Common Stock | M | 18624 | $41.67 | Acquired | 83015 | Direct |
| 2021-01-27 | Common Stock | S | 18624 | $46.00 | Disposed | 64391 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-27 | Employee Stock Option (Right to Buy) | $41.67 | M | 18624 | Disposed | 2028-01-25 | Common Stock (18624) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $18.58 | 2025-06-02 | Common Stock (6271) | 6271 | Direct |
| Employee Stock Option (Right to Buy) | $23.48 | 2026-03-24 | Common Stock (56) | 56 | Direct |
| Employee Stock Option (Right to Buy) | $25.37 | 2027-06-01 | Common Stock (3248) | 3248 | Direct |
| Employee Stock Option (Right to Buy) | $26.61 | 2029-07-19 | Common Stock (23438) | 23438 | Direct |
Footnotes
F1: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2020.
F2: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.
F3: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, June 1, 2017, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates