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NETGEAR, INC. — Director's Dealing 2021
May 19, 2021
32299_dirs_2021-05-19_62612c29-376a-479e-9f67-fa3f29590d08.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NETGEAR, INC. (NTGR)
CIK: 0001122904
Period of Report: 2021-05-17
Reporting Person: MERRILL MARK G (CTO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-17 | Common Stock | M | 3000 | $23.48 | Acquired | 50783 | Direct |
| 2021-05-17 | Common Stock | S | 3000 | $37.12 | Disposed | 47783 | Direct |
| 2021-05-17 | Common Stock | S | 500 | $37.14 | Disposed | 47283 | Direct |
| 2021-05-17 | Common Stock | M | 1000 | $23.48 | Acquired | 48283 | Direct |
| 2021-05-17 | Common Stock | S | 1000 | $37.12 | Disposed | 47283 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-17 | Employee Stock Option (Right to Buy) | $23.48 | M | 4000 | Disposed | 2026-03-24 | Common Stock (3000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $19.32 | 2024-06-03 | Common Stock (13) | 13 | Direct |
| Employee Stock Option (Right to Buy) | $18.58 | 2025-06-02 | Common Stock (88) | 88 | Direct |
| Employee Stock Option (Right to Buy) | $25.37 | 2027-06-01 | Common Stock (25000) | 25000 | Direct |
| Employee Stock Option (Right to Buy) | $41.67 | 2028-01-25 | Common Stock (25000) | 25000 | Direct |
| Employee Stock Option (Right to Buy) | $26.61 | 2029-07-19 | Common Stock (37500) | 37500 | Direct |
Footnotes
F1: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 26, 2020.
F2: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F3: 25% of the options will be exercisable on 6/03/2015, and 1/48 of the option grant is exercisable each month thereafter
F4: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve
months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates
F5: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve
months after the Vesting Start Date, June 1, 2017, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.