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NETGEAR, INC. Director's Dealing 2021

Oct 6, 2021

32299_dirs_2021-10-06_4a0dbda6-3b56-4715-9325-79262b19fe3a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NETGEAR, INC. (NTGR)
CIK: 0001122904
Period of Report: 2021-10-05

Reporting Person: LO PATRICK CS (CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-10-05 Common Stock M 7817 $23.48 Acquired 115044 Direct
2021-10-05 Common Stock S 7817 $32.69 Disposed 107227 Direct
2021-10-05 Common Stock M 5254 $18.58 Acquired 112481 Direct
2021-10-05 Common Stock S 5254 $32.70 Disposed 107227 Direct
2021-10-05 Common Stock M 5853 $19.32 Acquired 113080 Direct
2021-10-05 Common Stock S 5853 $32.70 Disposed 107227 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-10-05 Employee Stock Option (Right to Buy) $19.32 M 5853 Disposed 2024-06-03 Common Stock (5853) Direct
2021-10-05 Employee Stock Option (Right to Buy) $18.58 M 5254 Disposed 2025-06-02 Common Stock (5254) Direct
2021-10-05 Employee Stock Option (Right to Buy) $23.48 M 7817 Disposed 2026-03-24 Common Stock (7817) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 147668 Indirect
Common Stock 278468 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Option (Right to Buy) $20.98 2021-02-03 Common Stock (613) 613 Direct
Employee Stock Option (Right to Buy) $19.69 2021-04-26 Common Stock (245) 245 Direct
Employee Stock Option (Right to Buy) $18.60 2022-06-06 Common Stock (668) 668 Direct
Employee Stock Option (Right to Buy) $19.33 2023-05-16 Common Stock (725) 725 Direct
Employee Stock Option (Right to Buy) $25.37 2027-06-01 Common Stock (115000) 115000 Direct
Employee Stock Option (Right to Buy) $41.67 2028-01-25 Common Stock (115000) 115000 Direct
Employee Stock Option (Right to Buy) $26.61 2029-07-19 Common Stock (175200) 175200 Direct

Footnotes

F1: The shares are held by the education trusts of Mr. Lo's children. Mr. Lo is a co-trustee of each such trust.

F2: The shares are held by the Patrick and Emily Lo Revocable Trust dated 4-7-99

F3: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2020.

F4: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F5: 25% of the option grant is exercisable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter.

F6: 25% of the option grant is exercisable on 4/26/2012, and 1/48 of the option grant is exercisable each month thereafter.

F7: 25% of the option grant is exercisable on 6/6/2013, and 1/48 of the option grant is exercisable each month thereafter.

F8: 25% of the option grant is exercisable on 5/16/2014, and 1/48 of the option grant is exercisable each month thereafter

F9: 25% of the options will be exercisable on 6/03/2015, and 1/48 of the option grant is exercisable each month thereafter

F10: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

F11: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, June 1, 2017, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates