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NETGEAR, INC. Director's Dealing 2020

Apr 21, 2020

32299_dirs_2020-04-21_6d3594b7-ed05-4acd-b510-d4416f5cd7da.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NETGEAR, INC. (NTGR)
CIK: 0001122904
Period of Report: 2020-04-17

Reporting Person: FALCON MICHAEL F (Chief Operations Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-04-17 Common Stock A 18750 $0.00 Acquired 78389 Direct
2020-04-17 Common Stock S 5413 $26.00 Disposed 72976 Direct
2020-04-17 Common Stock M 3104 $18.58 Acquired 76080 Direct
2020-04-17 Common Stock S 3104 $26.00 Disposed 72976 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-04-17 Employee Stock Option (Right to Buy) $18.58 M 3104 Disposed 2025-06-02 Common Stock (3104) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Option (Right to Buy) $39.53 2026-03-24 Common Stock (8334) 8334 Direct
Employee Stock Option (Right to Buy) $42.70 2027-06-01 Common Stock (21500) 21500 Direct
Employee Stock Option (Right to Buy) $70.15 2028-01-25 Common Stock (25000) 25000 Direct
Employee Stock Option (Right to Buy) $26.61 2029-07-19 Common Stock (37500) 37500 Direct

Footnotes

F1: This RSU shall vest, in whole or in part, in accordance with the following schedule: 1/4 each year on the anniversary of the Vesting Start Date, April 30, 2020, subject to the recipient continuing to be a Service Provider on such dates.

F2: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2020.

F3: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

F4: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, June 1, 2017, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates