AI assistant
NETGEAR, INC. — Director's Dealing 2020
Apr 21, 2020
32299_dirs_2020-04-21_6d3594b7-ed05-4acd-b510-d4416f5cd7da.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NETGEAR, INC. (NTGR)
CIK: 0001122904
Period of Report: 2020-04-17
Reporting Person: FALCON MICHAEL F (Chief Operations Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-04-17 | Common Stock | A | 18750 | $0.00 | Acquired | 78389 | Direct |
| 2020-04-17 | Common Stock | S | 5413 | $26.00 | Disposed | 72976 | Direct |
| 2020-04-17 | Common Stock | M | 3104 | $18.58 | Acquired | 76080 | Direct |
| 2020-04-17 | Common Stock | S | 3104 | $26.00 | Disposed | 72976 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-04-17 | Employee Stock Option (Right to Buy) | $18.58 | M | 3104 | Disposed | 2025-06-02 | Common Stock (3104) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $39.53 | 2026-03-24 | Common Stock (8334) | 8334 | Direct |
| Employee Stock Option (Right to Buy) | $42.70 | 2027-06-01 | Common Stock (21500) | 21500 | Direct |
| Employee Stock Option (Right to Buy) | $70.15 | 2028-01-25 | Common Stock (25000) | 25000 | Direct |
| Employee Stock Option (Right to Buy) | $26.61 | 2029-07-19 | Common Stock (37500) | 37500 | Direct |
Footnotes
F1: This RSU shall vest, in whole or in part, in accordance with the following schedule: 1/4 each year on the anniversary of the Vesting Start Date, April 30, 2020, subject to the recipient continuing to be a Service Provider on such dates.
F2: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2020.
F3: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.
F4: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, June 1, 2017, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates