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NETGEAR, INC. — Director's Dealing 2020
Oct 22, 2020
32299_dirs_2020-10-22_0cfdd7f8-ce55-4906-ab96-8c3ea68da211.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NETGEAR, INC. (NTGR)
CIK: 0001122904
Period of Report: 2020-10-19
Reporting Person: Henry David John (SVP, CHP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-10-19 | Common Stock | S | 1635 | $34.00 | Disposed | 52945 | Direct |
| 2020-10-19 | Common Stock | S | 371 | $33.36 | Disposed | 52574 | Direct |
| 2020-10-19 | Common Stock | S | 3270 | $33.36 | Disposed | 49304 | Direct |
| 2020-10-19 | Common Stock | M | 782 | $16.37 | Acquired | 50086 | Direct |
| 2020-10-19 | Common Stock | M | 521 | $20.10 | Acquired | 50607 | Direct |
| 2020-10-19 | Common Stock | M | 1304 | $19.99 | Acquired | 51911 | Direct |
| 2020-10-19 | Common Stock | S | 2607 | $33.36 | Disposed | 49304 | Direct |
| 2020-10-20 | Common Stock | S | 1607 | $36.00 | Disposed | 47697 | Direct |
| 2020-10-20 | Common Stock | M | 12934 | $23.48 | Acquired | 60631 | Direct |
| 2020-10-20 | Common Stock | M | 20694 | $25.37 | Acquired | 81325 | Direct |
| 2020-10-20 | Common Stock | S | 33628 | $35.00 | Disposed | 47697 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-10-19 | Employee Stock Option (Right to Buy) | $16.37 | M | 782 | Disposed | 2023-04-18 | Common Stock (782) | Direct |
| 2020-10-19 | Employee Stock Option (Right to Buy) | $19.99 | M | 1304 | Disposed | 2024-04-22 | Common Stock (1304) | Direct |
| 2020-10-19 | Employee Stock Option (Right to Buy) | $20.10 | M | 521 | Disposed | 2022-04-19 | Common Stock (521) | Direct |
| 2020-10-20 | Employee Stock Option (Right to Buy) | $23.48 | M | 12934 | Disposed | 2026-03-24 | Common Stock (12934) | Direct |
| 2020-10-20 | Employee Stock Option (Right to Buy) | $25.37 | M | 20694 | Disposed | 2027-06-01 | Common Stock (20694) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $41.67 | 2028-01-25 | Common Stock (25000) | 25000 | Direct |
Footnotes
F1: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 20, 2020.
F2: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, June 1, 2017, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.
F3: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.