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NETGEAR, INC. — Director's Dealing 2020
Nov 6, 2020
32299_dirs_2020-11-06_cf43bfcd-45d5-4975-859e-d7a6bd6d5ff5.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: NETGEAR, INC. (NTGR)
CIK: 0001122904
Period of Report: 2020-11-04
Reporting Person: LO PATRICK CS (CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-04 | Common Stock | M | 800 | $19.33 | Acquired | 258840 | Direct |
| 2020-11-04 | Common Stock | M | 800 | $32.72 | Disposed | 258040 | Direct |
| 2020-11-04 | Common Stock | M | 1481 | $18.60 | Acquired | 259521 | Direct |
| 2020-11-04 | Common Stock | M | 1481 | $32.72 | Disposed | 258040 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-04 | Employee Stock Option (Right to Buy) | $18.60 | M | 1481 | Disposed | 2022-06-06 | Common Stock (1481) | Direct |
| 2020-11-04 | Employee Stock Option (Right to Buy) | $19.33 | M | 800 | Disposed | 2023-05-16 | Common Stock (800) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 147668 | Indirect |
| Common Stock | 120048 | Indirect |
Footnotes
F1: The shares are held by the education trusts of Mr. Lo's children. Mr. Lo is a co-trustee of each such trust.
F2: The shares are held by the Patrick and Emily Lo Revocable Trust dated 4-7-99
F3: Date was amended from previous filing.
F4: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 25, 2019.
F5: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the
Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F6: 25% of the option grant is exercisable on 6/6/2013, and 1/48 of the option grant is exercisable each month thereafter.
F7: 25% of the option grant is exercisable on 5/16/2014, and 1/48 of the option grant is exercisable each month thereafter