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NETGEAR, INC. Director's Dealing 2019

Jan 3, 2019

32299_dirs_2019-01-03_c17c1691-3230-480d-9526-538d0420a2ff.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NETGEAR, INC (NTGR)
CIK: 0001122904
Period of Report: 2018-12-31

Reporting Person: FALCON MICHAEL F (SVP, Operations)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-12-31 Common Stock A 10000 Acquired 50805 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Option (Right to Buy) $31.28 2025-06-02 Common Stock (9375.0) 9375 Direct
Employee Stock Option (Right to Buy) $39.53 2026-03-24 Common Stock (8334.0) 8334 Direct
Employee Stock Option (Right to Buy) $42.7 2027-06-01 Common Stock (21500.0) 21500 Direct
Common Stock $70.15 2028-01-25 Common Stock (25000.0) 25000 Direct

Footnotes

F1: The vesting of this performance-based RSU was based on the effective date of the 100% spin-off of Arlo Technologies, Inc. from NETGEAR, Inc. (the "Spin"). Because the Spin was completed on December 31, 2018 (prior to the July 31, 2019 performance deadline established at the time of grant), this RSU shall vest, in whole or in part, in accordance with the following schedule: 1/4 each year on the anniversary of August 1, 2018, subject to the recipient continuing to be a Service Provider on such dates.

F2: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

F3: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, June 1, 2017, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.