Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

NETGEAR, INC. Director's Dealing 2019

Jul 24, 2019

32299_dirs_2019-07-24_e765a85d-f201-468c-9d6d-880cf17b6f03.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NETGEAR, INC (NTGR)
CIK: 0001122904
Period of Report: 2019-07-19

Reporting Person: LO PATRICK CS (Director, Chairman and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-07-19 Common Stock A 60000 Acquired 248226 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-07-19 Common Stock $26.61 A 175200 Acquired 2029-07-19 Common Stock (175200.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 147668 Indirect
Common Stock 120048 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Option (Right to Buy) $20.98 2021-02-03 Common Stock (58559.0) 58559 Direct
Employee Stock Option (Right to Buy) $19.69 2021-04-26 Common Stock (23423.0) 23423 Direct
Employee Stock Option (Right to Buy) $31.31 2022-06-06 Common Stock (100000.0) 100000 Direct
Employee Stock Option (Right to Buy) $32.54 2023-05-16 Common Stock (108510.0) 108510 Direct
Employee Stock Option (Right to Buy) $32.52 2024-06-03 Common Stock (100000.0) 100000 Direct
Employee Stock Option (Right to Buy) $31.28 2025-06-02 Common Stock (100000.0) 100000 Direct
Employee Stock Option (Right to Buy) $39.53 2026-03-24 Common Stock (115000.0) 115000 Direct
Employee Stock Option (Right to Buy) $42.7 2027-06-01 Common Stock (115000.0) 115000 Direct
Common Stock $70.15 2028-01-25 Common Stock (115000.0) 115000 Direct

Footnotes

F1: The shares are held by the education trusts of Mr. Lo's children. Mr. Lo is a co-trustee of each such trust.

F2: The shares are held by the Patrick and Emily Lo Revocable Trust dated 4-7-99.

F3: This RSU shall vest, in whole or in part, in accordance with the following schedule: 1/4 each year on the anniversary of the Vesting Start Date, July 31, 2019, subject to the recipient continuing to be a Service Provider on such dates.

F4: 25% of the option grant is exercisable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter.

F5: 25% of the option grant is exercisable on 4/26/2012, and 1/48 of the option grant is exercisable each month thereafter.

F6: 25% of the option grant is exercisable on 6/6/2013, and 1/48 of the option grant is exercisable each month thereafter.

F7: 25% of the option grant is exercisable on 5/16/2014, and 1/48 of the option grant is exercisable each month thereafter.

F8: 25% of the options will be exercisable on 6/03/2015, and 1/48 of the option grant is exercisable each month thereafter.

F9: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

F10: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, June 1, 2017, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.