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NETGEAR, INC. Director's Dealing 2018

Jan 2, 2018

32299_dirs_2018-01-02_aa478c43-4996-4499-9b66-a48d2d1e1f43.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NETGEAR, INC (NTGR)
CIK: 0001122904
Period of Report: 2017-12-27

Reporting Person: LO PATRICK CS (Director, Chairman and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-12-27 Common Stock G 3317 Disposed 120048 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 147668 Indirect
Common Stock 179125 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Option (Right to Buy) $11.41 2019-01-16 Common Stock (42000.0) 42000 Direct
Employee Stock Option (Right to Buy) $21.1 2020-02-02 Common Stock (78574.0) 78574 Direct
Employee Stock Option (Right to Buy) $20.8 2020-06-13 Common Stock (31429.0) 31429 Direct
Employee Stock Option (Right to Buy) $35.32 2021-02-03 Common Stock (100000.0) 100000 Direct
Employee Stock Option (Right to Buy) $33.15 2021-04-26 Common Stock (40000.0) 40000 Direct
Employee Stock Option (Right to Buy) $31.31 2022-06-06 Common Stock (100000.0) 100000 Direct
Employee Stock Option (Right to Buy) $32.54 2023-05-16 Common Stock (108510.0) 108510 Direct
Employee Stock Option (Right to Buy) $32.52 2024-06-03 Common Stock (100000.0) 100000 Direct
Employee Stock Option (Right to Buy) $31.28 2025-06-02 Common Stock (100000.0) 100000 Direct
Employee Stock Option (Right to Buy) $39.53 2026-03-24 Common Stock (115000.0) 115000 Direct
Employee Stock Option (Right to Buy) $42.7 2027-06-01 Common Stock (115000.0) 115000 Direct

Footnotes

F1: 3,317 shares were gifted to the Silicon Valley Community Foundation

F2: The shares are held by the Patrick and Emily Lo Revocable Trust dated 4-7-99.

F3: The shares are held by the education trusts of Mr. Lo's children. Mr. Lo is a co-trustee of each such trust.

F4: 25% of the option grant is exercisable on 1/16/2010, and 1/48 of the option grant is exercisable each month thereafter.

F5: 25% of the option grant is exercisable on 2/2/2011, and 1/48 of the option grant is exercisable each month thereafter.

F6: 25% of the shares subject to the option shall vest twelve months on 6/13/2011, and 1/48th of the shares subject to the option shall vest each month thereafter, subject to the optionee continuing to be a service provider on such dates.

F7: 25% of the option grant is exercisable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter.

F8: 25% of the option grant is exercisable on 4/26/2012, and 1/48 of the option grant is exercisable each month thereafter.

F9: 25% of the option grant is exercisable on 6/6/2013, and 1/48 of the option grant is exercisable each month thereafter.

F10: 25% of the option grant is exercisable on 5/16/2014, and 1/48 of the option grant is exercisable each month thereafter.

F11: 25% of the options will be exercisable on 6/03/2015, and 1/48 of the option grant is exercisable each month thereafter.

F12: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

F13: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, June 1, 2017, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.