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NETGEAR, INC. — Director's Dealing 2018
Jan 11, 2018
32299_dirs_2018-01-11_4db0213d-4eb6-4857-ba86-5a2c311d3eef.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NETGEAR, INC (NTGR)
CIK: 0001122904
Period of Report: 2018-01-10
Reporting Person: Collins Patrick J III (SVP, Arlo Smart Home Devices)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-01-10 | Common Stock | M | 375 | $31.28 | Acquired | 20182 | Direct |
| 2018-01-10 | Common Stock | M | 375 | $33.78 | Acquired | 20557 | Direct |
| 2018-01-10 | Common Stock | S | 750 | $60.10 | Disposed | 19807 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-01-10 | Employee Stock Option (Right to Buy) | $31.28 | M | 375 | Disposed | 2025-06-02 | Common Stock (375.0) | Direct |
| 2018-01-10 | Employee Stock Option (Right to Buy) | $33.78 | M | 375 | Disposed | 2024-06-06 | Common Stock (375.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $39.53 | 2026-03-24 | Common Stock (11250.0) | 11250 | Direct |
| Employee Stock Option (Right to Buy) | $42.7 | 2027-06-01 | Common Stock (20000.0) | 20000 | Direct |
Footnotes
F1: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2017
F2: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.
F3: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, June 1, 2017, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.