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NETGEAR, INC. — Director's Dealing 2018
Oct 24, 2018
32299_dirs_2018-10-24_8cbf4865-883d-4b6f-afe3-46ddc12e0c63.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NETGEAR, INC (NTGR)
CIK: 0001122904
Period of Report: 2018-10-24
Reporting Person: FALCON MICHAEL F (SVP, Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-10-24 | Common Stock | M | 520 | $39.53 | Acquired | 41325 | Direct |
| 2018-10-24 | Common Stock | S | 520 | $55.95 | Disposed | 40805 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-10-24 | Employee Stock Option (Right to Buy) | $39.53 | M | 520 | Disposed | 2026-03-24 | Common Stock (520.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $31.28 | 2025-06-02 | Common Stock (10417.0) | 10417 | Direct |
| Employee Stock Option (Right to Buy) | $42.7 | 2027-06-01 | Common Stock (25000.0) | 25000 | Direct |
| Common Stock | $70.15 | 2028-01-25 | Common Stock (25000.0) | 25000 | Direct |
Footnotes
F1: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2018.
F2: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.
F3: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, June 1, 2017, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.