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NETGEAR, INC. — Director's Dealing 2018
Nov 7, 2018
32299_dirs_2018-11-07_d41eb3b7-6166-488c-a196-61f4163098f2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NETGEAR, INC (NTGR)
CIK: 0001122904
Period of Report: 2018-11-05
Reporting Person: Henry David John (SVP, Home Networking)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-05 | Common Stock | S | 581 | $56.67 | Disposed | 34300 | Direct |
| 2018-11-05 | Common Stock | S | 2724 | $56.67 | Disposed | 31580 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $27.55 | 2023-04-18 | Common Stock (788.0) | 788 | Direct |
| Employee Stock Option (Right to Buy) | $33.65 | 2024-04-22 | Common Stock (1313.0) | 1313 | Direct |
| Employee Stock Option (Right to Buy) | $33.83 | 2022-04-19 | Common Stock (525.0) | 525 | Direct |
| Employee Stock Option (Right to Buy) | $39.53 | 2026-03-24 | Common Stock (13021.0) | 13021 | Direct |
| Employee Stock Option (Right to Buy) | $42.7 | 2027-06-01 | Common Stock (25000.0) | 25000 | Direct |
| Common Stock | $70.15 | 2028-01-25 | Common Stock (25000.0) | 25000 | Direct |
Footnotes
F1: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2018.
F2: Includes 4 shares acquired under the NETGEAR, Inc. Employee Stock Purchase Plan
F3: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.
F4: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, June 1, 2017, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.