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NETGEAR, INC. — Director's Dealing 2017
Oct 5, 2017
32299_dirs_2017-10-05_950377f2-d740-4408-8d87-c9fcd82e1d81.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NETGEAR, INC (NTGR)
CIK: 0001122904
Period of Report: 2017-10-03
Reporting Person: FALCON MICHAEL F (SVP, Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-10-03 | Common Stock | M | 521 | $32.52 | Acquired | 39107 | Direct |
| 2017-10-03 | Common Stock | M | 521 | $31.28 | Acquired | 39628 | Direct |
| 2017-10-03 | Common Stock | S | 1042 | $49.20 | Disposed | 38586 | Direct |
| 2017-10-03 | Common Stock | M | 9375 | $39.53 | Acquired | 47961 | Direct |
| 2017-10-04 | Common Stock | S | 9375 | $50 | Disposed | 38586 | Direct |
| 2017-10-04 | Common Stock | S | 4495 | $50 | Disposed | 34091 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-10-03 | Employee Stock Option (Right to Buy) | $32.52 | M | 521 | Disposed | 2024-06-03 | Common Stock (521.0) | Direct |
| 2017-10-03 | Employee Stock Option (Right to Buy) | $31.28 | M | 521 | Disposed | 2025-06-02 | Common Stock (521.0) | Direct |
| 2017-10-04 | Employee Stock Option (Right to Buy) | $39.53 | M | 9375 | Disposed | 2026-03-24 | Common Stock (9375.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $42.7 | 2027-06-01 | Common Stock (25000.0) | 25000 | Direct |
Footnotes
F1: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 28, 2017
F2: 25% of the options will be exercisable on 6/03/2015, and 1/48 of the option grant is exercisable each month thereafter.
F3: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.
F4: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, June 1, 2017, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.