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NETGEAR, INC. — Director's Dealing 2017
Nov 13, 2017
32299_dirs_2017-11-13_ded723e5-dfb3-49cb-8aad-8ebfce3f149c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NETGEAR, INC (NTGR)
CIK: 0001122904
Period of Report: 2017-11-10
Reporting Person: Collins Patrick J III (SVP, Arlo Smart Home Devices)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-10 | Common Stock | S | 2121 | $49.02 | Disposed | 19807 | Direct |
| 2017-11-10 | Common Stock | M | 2250 | $31.28 | Acquired | 22057 | Direct |
| 2017-11-10 | Common Stock | M | 2250 | $33.78 | Acquired | 24307 | Direct |
| 2017-11-10 | Common Stock | M | 2083 | $39.53 | Acquired | 26390 | Direct |
| 2017-11-10 | Common Stock | S | 6583 | $49.02 | Disposed | 19807 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-10 | Employee Stock Option (Right to Buy) | $31.28 | M | 2250 | Disposed | 2025-06-02 | Common Stock (2250.0) | Direct |
| 2017-11-10 | Employee Stock Option (Right to Buy) | $33.78 | M | 2250 | Disposed | 2024-06-06 | Common Stock (2250.0) | Direct |
| 2017-11-10 | Employee Stock Option (Right to Buy) | $39.53 | M | 2083 | Disposed | 2026-03-24 | Common Stock (2083.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $42.7 | 2027-06-01 | Common Stock (20000.0) | 20000 | Direct |
Footnotes
F1: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2017
F2: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F3: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.
F4: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, June 1, 2017, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.