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NETGEAR, INC. — Director's Dealing 2016
Nov 2, 2016
32299_dirs_2016-11-02_637f6b12-c613-4a64-aa09-7031c221384b.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: NETGEAR, INC (NTGR)
CIK: 0001122904
Period of Report: 2016-10-28
Reporting Person: Gorjanc Christine Marie (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-10-28 | Common Stock | M | 24697 | $31.31 | Acquired | 100101 | Direct |
| 2016-10-28 | Common Stock | M | 8750 | $31.28 | Acquired | 108851 | Direct |
| 2016-10-31 | Common Stock | M | 303 | $31.31 | Acquired | 109154 | Direct |
| 2016-10-31 | Common Stock | M | 11250 | $32.52 | Acquired | 120404 | Direct |
| 2016-10-28 | Common Stock | S | 24697 | $50.17 | Disposed | 95707 | Direct |
| 2016-10-28 | Common Stock | S | 8750 | $50.81 | Disposed | 86957 | Direct |
| 2016-10-28 | Common Stock | S | 5304 | $50.81 | Disposed | 81653 | Direct |
| 2016-10-31 | Common Stock | S | 303 | $50.08 | Disposed | 81350 | Direct |
| 2016-10-31 | Common Stock | S | 11250 | $50.07 | Disposed | 70100 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-10-28 | Employee Stock Option (Right to Buy) | $31.31 | M | 24697 | Disposed | 2022-06-06 | Common Stock (24697.0) | Direct |
| 2016-10-31 | Employee Stock Option (Right to Buy) | $31.31 | M | 303 | Disposed | 2022-06-06 | Common Stock (303.0) | Direct |
| 2016-10-31 | Employee Stock Option (Right to Buy) | $32.52 | M | 11250 | Disposed | 2024-06-03 | Common Stock (11250.0) | Direct |
| 2016-10-28 | Employee Stock Option (Right to Buy) | $31.28 | M | 8750 | Disposed | 2025-06-02 | Common Stock (8750.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $29.23 | 2017-01-12 | Common Stock (0.0) | 0 | Direct |
| Employee Stock Option (Right to Buy) | $28.79 | 2018-01-11 | Common Stock (24000.0) | 24000 | Direct |
| Employee Stock Option (Right to Buy) | $35.32 | 2021-02-03 | Common Stock (25000.0) | 25000 | Direct |
| Employee Stock Option (Right to Buy) | $33.15 | 2021-04-26 | Common Stock (6000.0) | 6000 | Direct |
| Employee Stock Option (Right to Buy) | $32.54 | 2023-05-16 | Common Stock (30000.0) | 30000 | Direct |
| Employee Stock Option (Right to Buy) | $39.53 | 2026-03-24 | Common Stock (35000.0) | 35000 | Direct |
Footnotes
F1: Amended file is to fix the date of Rule 10b5-1 trading plan. The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2016.
F2: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F3: 25% of the option grant is exercisable on 1/12/2008, and 1/48 of the option grant is exercisable each month thereafter.
F4: 25% of the option grant is exercisable on 1/11/2009, and 1/48 of the option grant is exercisable each month thereafter.
F5: 25% of the option grant is exercisable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter
F6: 25% of the option grant is exercisable on 4/26/2012, and 1/48 of the option grant is exercisable each month thereafter.
F7: 25% of the option grant is exercisable on 6/6/2013, and 1/48 of the option grant is exercisable each month thereafter.
F8: 25% of the option grant is exercisable on 5/16/2014, and 1/48 of the option grant is exercisable each month thereafter.
F9: 25% of the options will be exercisable on 6/03/2015, and 1/48 of the option grant is exercisable each month thereafter.
F10: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.