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NETGEAR, INC. — Director's Dealing 2016
Jul 5, 2016
32299_dirs_2016-07-05_b82cbb46-65ba-4ea6-ae63-0a0328ed13ca.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NETGEAR, INC (NTGR)
CIK: 0001122904
Period of Report: 2016-07-05
Reporting Person: FALCON MICHAEL F (SVP, Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-07-05 | Common Stock | M | 520 | $32.52 | Acquired | 35869 | Direct |
| 2016-07-05 | Common Stock | M | 520 | $31.28 | Acquired | 36389 | Direct |
| 2016-07-05 | Common Stock | S | 1040 | $47.70 | Disposed | 35349 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-07-05 | Employee Stock Option (Right to Buy) | $32.52 | M | 520 | Disposed | 2024-06-03 | Common Stock (520.0) | Direct |
| 2016-07-05 | Employee Stock Option (Right to Buy) | $31.28 | M | 520 | Disposed | 2025-06-02 | Common Stock (520.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $35.32 | 2021-02-03 | Common Stock (0.0) | 0 | Direct |
| Employee Stock Option (Right to Buy) | $32.54 | 2023-05-16 | Common Stock (5730.0) | 5730 | Direct |
| Employee Stock Option (Right to Buy) | $39.53 | 2026-03-24 | Common Stock (25000.0) | 25000 | Direct |
Footnotes
F1: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2016.
F2: 25% of the option grant is exercisable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter.
F3: 25% of the option grant is exercisable on 5/16/2014, and 1/48 of the option grant is exercisable each month thereafter.
F4: 25% of the options will be exercisable on 6/03/2015, and 1/48 of the option grant is exercisable each month thereafter.
F5: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.