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NETGEAR, INC. — Director's Dealing 2016
Jul 27, 2016
32299_dirs_2016-07-27_5511465e-1789-4545-9251-b53806fc586a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NETGEAR, INC (NTGR)
CIK: 0001122904
Period of Report: 2016-07-26
Reporting Person: Collins Patrick J III (SVP, Arlo Smart Home Devices)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-07-26 | Common Stock | M | 438 | $33.83 | Acquired | 20753 | Direct |
| 2016-07-26 | Common Stock | M | 730 | $33.83 | Acquired | 21483 | Direct |
| 2016-07-26 | Common Stock | M | 350 | $27.55 | Acquired | 21833 | Direct |
| 2016-07-26 | Common Stock | M | 3000 | $33.78 | Acquired | 24833 | Direct |
| 2016-07-26 | Common Stock | M | 4875 | $31.28 | Acquired | 29708 | Direct |
| 2016-07-26 | Common Stock | S | 9393 | $48.91 | Disposed | 20315 | Direct |
| 2016-07-26 | Common Stock | S | 1668 | $48.91 | Disposed | 18647 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-07-26 | Employee Stock Option (Right to Buy) | $27.55 | M | 350 | Disposed | 2023-04-18 | Common Stock (350.0) | Direct |
| 2016-07-26 | Employee Stock Option (Right to Buy) | $31.28 | M | 4875 | Disposed | 2025-06-02 | Common Stock (4875.0) | Direct |
| 2016-07-26 | Employee Stock Option (Right to Buy) | $33.83 | M | 1168 | Disposed | 2022-04-19 | Common Stock (1168.0) | Direct |
| 2016-07-26 | Employee Stock Option (Right to Buy) | $33.78 | M | 3000 | Disposed | 2024-06-06 | Common Stock (3000.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $39.53 | 2026-03-24 | Common Stock (20000.0) | 20000 | Direct |
Footnotes
F1: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2016.
F2: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F3: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.