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NETGEAR, INC. — Director's Dealing 2016
Jun 8, 2016
32299_dirs_2016-06-08_da29179b-1c7e-4cb0-a0b6-8324a2b4e25b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NETGEAR, INC (NTGR)
CIK: 0001122904
Period of Report: 2016-06-07
Reporting Person: FALCON MICHAEL F (SVP, Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-06-07 | Common Stock | M | 430 | $32.52 | Acquired | 36693 | Direct |
| 2016-06-07 | Common Stock | M | 11459 | $32.54 | Acquired | 48152 | Direct |
| 2016-06-07 | Common Stock | S | 11889 | $46 | Disposed | 36263 | Direct |
| 2016-06-08 | Common Stock | M | 3400 | $33.15 | Acquired | 39663 | Direct |
| 2016-06-08 | Common Stock | S | 3400 | $47 | Disposed | 36263 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-06-08 | Employee Stock Option (Right to Buy) | $33.15 | M | 3400 | Disposed | 2021-04-26 | Common Stock (3400.0) | Direct |
| 2016-06-07 | Employee Stock Option (Right to Buy) | $32.54 | M | 11459 | Disposed | 2023-05-16 | Common Stock (11459.0) | Direct |
| 2016-06-07 | Employee Stock Option (Right to Buy) | $32.52 | M | 430 | Disposed | 2024-06-03 | Common Stock (430.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $21.1 | 2020-02-02 | Common Stock (0.0) | 0 | Direct |
| Employee Stock Option (Right to Buy) | $20.8 | 2020-06-13 | Common Stock (0.0) | 0 | Direct |
| Employee Stock Option (Right to Buy) | $35.32 | 2021-02-03 | Common Stock (20000.0) | 20000 | Direct |
| Employee Stock Option (Right to Buy) | $31.31 | 2022-06-06 | Common Stock (0.0) | 0 | Direct |
| Employee Stock Option (Right to Buy) | $31.28 | 2025-06-02 | Common Stock (25000.0) | 25000 | Direct |
| Employee Stock Option (Right to Buy) | $39.53 | 2026-03-24 | Common Stock (25000.0) | 25000 | Direct |
Footnotes
F1: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2016.
F2: 25% of the option grant is exercisable on 2/2/2011, and 1/48 of the option grant is exercisable each month thereafter.
F3: 25% of the shares subject to the option shall vest on 6/13/2011, and 1/48th of the shares subject to the option shall vest each month thereafter, subject to the optionee continuing to be a service provider on such dates.
F4: 25% of the option grant is exercisable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter.
F5: 25% of the option grant is exercisable on 4/26/2012, and 1/48 of the option grant is exercisable each month thereafter.
F6: 25% of the option grant is exercisable on 6/6/2013, and 1/48 of the option grant is exercisable each month thereafter.
F7: 25% of the option grant is exercisable on 5/16/2014, and 1/48 of the option grant is exercisable each month thereafter.
F8: 25% of the options will be exercisable on 6/03/2015, and 1/48 of the option grant is exercisable each month thereafter.
F9: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.