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NETGEAR, INC. — Director's Dealing 2016
Sep 29, 2016
32299_dirs_2016-09-29_0035f7eb-acdc-423d-afd1-224b1a8ed145.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NETGEAR, INC (NTGR)
CIK: 0001122904
Period of Report: 2016-09-29
Reporting Person: Kim Andrew Wonki (SVP, Legal and Corp. Dev.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-09-29 | Common Stock | M | 1875 | $31.31 | Acquired | 21710 | Direct |
| 2016-09-29 | Common Stock | M | 4688 | $32.54 | Acquired | 26398 | Direct |
| 2016-09-29 | Common Stock | M | 4687 | $32.52 | Acquired | 31085 | Direct |
| 2016-09-29 | Common Stock | M | 7812 | $31.28 | Acquired | 38897 | Direct |
| 2016-09-29 | Common Stock | S | 19062 | $59.57 | Disposed | 20500 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-09-29 | Employee Stock Option (Right to Buy) | $31.31 | M | 1875 | Disposed | 2022-06-06 | Common Stock (1875.0) | Direct |
| 2016-09-29 | Employee Stock Option (Right to Buy) | $32.54 | M | 4688 | Disposed | 2023-05-16 | Common Stock (4688.0) | Direct |
| 2016-09-29 | Employee Stock Option (Right to Buy) | $32.52 | M | 4687 | Disposed | 2024-06-03 | Common Stock (4687.0) | Direct |
| 2016-09-29 | Employee Stock Option (Right to Buy) | $31.28 | M | 7812 | Disposed | 2025-06-02 | Common Stock (7812.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $39.53 | 2026-03-24 | Common Stock (25000.0) | 25000 | Direct |
Footnotes
F1: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 29, 2016.
F2: Includes 665 shares acquired under the NETGEAR, Inc. Employee Stock Purchase Plan
F3: 25% of the option grant is exerciseable on 6/6/2013, and 1/48 of the option grant is exerciseable each month thereafter.
F4: 25% of the option grant is exerciseable on 5/16/2014, and 1/48 of the option grant is exerciseable each month thereafter.
F5: 25% of the option grant is exercisable on 6/3/2015, and 1/48 of the option grant is exercisable each month thereafter.
F6: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.