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NETGEAR, INC. — Director's Dealing 2015
Mar 10, 2015
32299_dirs_2015-03-10_447254d4-ac00-4cea-81ad-257ce53c5b0e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NETGEAR, INC (NTGR)
CIK: 0001122904
Period of Report: 2015-03-09
Reporting Person: LO PATRICK CS (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-09 | Common Stock | M | 5900 | $22.68 | Acquired | 112417 | Direct |
| 2015-03-09 | Common Stock | S | 5900 | $33.00 | Disposed | 107269 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-03-09 | Employee Stock Option (Right to Buy) | $22.68 | M | 5900 | Disposed | 2016-05-23 | Common Stock (5900) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 131750 | Indirect |
| Common Stock | 147668 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $29.23 | 2017-01-12 | Common Stock (100000) | 100000 | Direct |
| Employee Stock Option (Right to Buy) | $28.79 | 2018-01-11 | Common Stock (100000) | 100000 | Direct |
| Employee Stock Option (Right to Buy) | $11.41 | 2019-01-16 | Common Stock (90000) | 90000 | Direct |
| Employee Stock Option (Right to Buy) | $21.10 | 2020-02-02 | Common Stock (100000) | 100000 | Direct |
| Employee Stock Option (Right to Buy) | $20.80 | 2020-06-13 | Common Stock (40000) | 40000 | Direct |
| Employee Stock Option (Right to Buy) | $35.32 | 2021-02-03 | Common Stock (100000) | 100000 | Direct |
| Employee Stock Option (Right to Buy) | $33.15 | 2021-04-26 | Common Stock (40000) | 40000 | Direct |
| Employee Stock Option (Right to Buy) | $31.31 | 2022-06-06 | Common Stock (100000) | 100000 | Direct |
| Employee Stock Option (Right to Buy) | $32.54 | 2023-05-16 | Common Stock (108510) | 108510 | Direct |
| Employee Stock Option (Right to Buy) | $32.52 | 2024-06-03 | Common Stock (100000) | 100000 | Direct |
Footnotes
F1: The shares are held by the Patrick and Emily Lo Revocable Trust dated 4-7-99.
F2: The shares are held by the education trusts of Mr. Lo's children. Mr. Lo is a co-trustee of each such trust.
F3: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 28, 2014.
F4: Includes 752 shares acquired under the NETGEAR, Inc. Employee Stock Purchase Plan.
F5: 25% of the option grant is exercisable on 5/23/2007, and 1/48 of the option grant is exercisable each month thereafter.
F6: 25% of the option grant is exercisable on 1/12/2008, and 1/48 of the option grant is exercisable each month thereafter.
F7: 25% of the option grant is exercisable on 1/11/2009, and 1/48 of the option grant is exercisable each month thereafter.
F8: 25% of the option grant is exercisable on 1/16/2010, and 1/48 of the option grant is exercisable each month thereafter.
F9: 25% of the option grant is exercisable on 2/2/2011, and 1/48 of the option grant is exercisable each month thereafter.
F10: 25% of the shares subject to the option shall vest twelve months on 6/13/2011, and 1/48th of the shares subject to the option shall vest each month thereafter, subject to the optionee continuing to be a service provider on such dates.
F11: 25% of the option grant is exercisable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter.
F12: 25% of the option grant is exercisable on 4/26/2012, and 1/48 of the option grant is exercisable each month thereafter.
F13: 25% of the option grant is exercisable on 6/6/2013, and 1/48 of the option grant is exercisable each month thereafter.
F14: 25% of the option grant is exercisable on 5/16/2014, and 1/48 of the option grant is exercisable each month thereafter.
F15: 25% of the options will be exercisable on 6/03/2015, and 1/48 of the option grant is exercisable each month thereafter.