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NETGEAR, INC. — Director's Dealing 2015
Jul 27, 2015
32299_dirs_2015-07-27_ea7e6d13-ef70-473d-afa4-b378547d1c30.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NETGEAR, INC (NTGR)
CIK: 0001122904
Period of Report: 2015-07-24
Reporting Person: Kim Andrew Wonki (SVP, Legal and Corp. Dev.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-07-24 | Common Stock | M | 4063 | $21.10 | Acquired | 27415 | Direct |
| 2015-07-24 | Common Stock | M | 2834 | $20.80 | Acquired | 23352 | Direct |
| 2015-07-24 | Common Stock | S | 6897 | $32.00 | Disposed | 20518 | Direct |
| 2015-07-24 | Common Stock | S | 4768 | $32.00 | Disposed | 15750 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-07-24 | Employee Stock Option (Right to Buy) | $21.10 | M | 4063 | Disposed | 2020-02-02 | Common Stock (4063) | Direct |
| 2015-07-24 | Employee Stock Option (Right to Buy) | $20.80 | M | 2834 | Disposed | 2020-06-13 | Common Stock (2834) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $18.59 | 2018-06-03 | Common Stock (0) | 0 | Direct |
| Employee Stock Option (Right to Buy) | $35.32 | 2021-02-03 | Common Stock (15000) | 15000 | Direct |
| Employee Stock Option (Right to Buy) | $33.15 | 2021-04-26 | Common Stock (1600) | 1600 | Direct |
| Employee Stock Option (Right to Buy) | $31.31 | 2022-06-06 | Common Stock (15000) | 15000 | Direct |
| Employee Stock Option (Right to Buy) | $32.54 | 2023-05-16 | Common Stock (25000) | 25000 | Direct |
| Employee Stock Option (Right to Buy) | $32.52 | 2024-06-03 | Common Stock (25000) | 25000 | Direct |
| Employee Stock Option (Right to Buy) | $31.28 | 2025-06-02 | Common Stock (25000) | 25000 | Direct |
Footnotes
F1: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2015.
F2: 25% of the option grant is exercisable on 2/2/2011, and 1/48 of the option grant is exercisable each month thereafter.
F3: 25% of the shares subject to the option shall vest on 6/13/2011, and 1/48th of the shares subject to the option shall vest each month thereafter, subject to the optionee continuing to be a service provider on such dates.
F4: This option becomes exercisable as to 1/4 of the shares on the first anniversary of the vesting commencement date of March 31, 2008, and 1/48th of the shares become exercisable each month thereafter.
F5: 25% of the option grant is exercisable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter.
F6: 25% of the option grant is exercisable on 4/26/2012, and 1/48 of the option grant is exercisable each month thereafter.
F7: 25% of the option grant is exerciseable on 6/6/2013, and 1/48 of the option grant is exerciseable each month thereafter.
F8: 25% of the option grant is exerciseable on 5/16/2014, and 1/48 of the option grant is exerciseable each month thereafter.
F9: 25% of the option grant is exercisable on 6/3/2015, and 1/48 of the option grant is exercisable each month thereafter.
F10: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.