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NETGEAR, INC. — Director's Dealing 2015
Jun 4, 2015
32299_dirs_2015-06-04_4a039d6f-a216-49b7-899e-08b443d6ff35.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NETGEAR, INC (NTGR)
CIK: 0001122904
Period of Report: 2015-06-02
Reporting Person: Gorjanc Christine Marie (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-06-02 | Common Stock | A | 12000 | $0.00 | Acquired | 67600 | Direct |
| 2015-06-03 | Common Stock | F | 1128 | $31.45 | Disposed | 66472 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-06-02 | Employee Stock Option (Right to Buy) | $31.28 | A | 30000 | Acquired | 2025-06-02 | Common Stock (30000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $29.23 | 2017-01-12 | Common Stock (15000) | 15000 | Direct |
| Employee Stock Option (Right to Buy) | $28.79 | 2018-01-11 | Common Stock (25000) | 25000 | Direct |
| Employee Stock Option (Right to Buy) | $21.10 | 2020-02-02 | Common Stock (8750) | 8750 | Direct |
| Employee Stock Option (Right to Buy) | $20.80 | 2020-06-13 | Common Stock (20000) | 20000 | Direct |
| Employee Stock Option (Right to Buy) | $35.32 | 2021-02-03 | Common Stock (25000) | 25000 | Direct |
| Employee Stock Option (Right to Buy) | $33.15 | 2021-04-26 | Common Stock (6000) | 6000 | Direct |
| Employee Stock Option (Right to Buy) | $31.31 | 2022-06-06 | Common Stock (25000) | 25000 | Direct |
| Employee Stock Option (Right to Buy) | $32.54 | 2023-05-16 | Common Stock (30000) | 30000 | Direct |
| Employee Stock Option (Right to Buy) | $32.52 | 2024-06-03 | Common Stock (30000) | 30000 | Direct |
Footnotes
F1: Shares represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. 25% of the units will cliff vest on each anniversary of the Vesting Start Date, June 30, 2015, subject to the recipient continuing to be a Service Provider on such dates.
F2: 25% of the option grant is exercisable on 1/12/2008, and 1/48 of the option grant is exercisable each month thereafter.
F3: 25% of the option grant is exercisable on 1/11/2009, and 1/48 of the option grant is exercisable each month thereafter.
F4: 25% of the option grant is exercisable on 2/2/2011, and 1/48 of the option grant is exercisable each month thereafter.
F5: 25% of the shares subject to the option shall vest on 6/13/2011, and 1/48th of the shares subject to the option shall vest each month thereafter, subject to the optionee continuing to be a service provider on such dates.
F6: 25% of the option grant is exercisable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter
F7: 25% of the option grant is exercisable on 4/26/2012, and 1/48 of the option grant is exercisable each month thereafter.
F8: 25% of the option grant is exercisable on 6/6/2013, and 1/48 of the option grant is exercisable each month thereafter.
F9: 25% of the option grant is exercisable on 5/16/2014, and 1/48 of the option grant is exercisable each month thereafter.
F10: 25% of the options will be exercisable on 6/03/2015, and 1/48 of the option grant is exercisable each month thereafter.
F11: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.