AI assistant
NETGEAR, INC. — Director's Dealing 2014
May 14, 2014
32299_dirs_2014-05-14_3da7e7fe-4e90-41d4-ab5f-dcd7f2cff8e8.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NETGEAR, INC (NTGR)
CIK: 0001122904
Period of Report: 2014-05-12
Reporting Person: FALCON MICHAEL F (SVP, WW Ops and Support)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-12 | Common Stock | F | 208 | $21.10 | Acquired | 18045 | Direct |
| 2014-05-12 | Common Stock | S | 208 | $33.00 | Disposed | 17837 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-05-12 | Employee Stock Option (Right to Buy) | $21.10 | M | 208 | Disposed | 2020-02-02 | Common Stock (208) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $20.80 | 2020-06-13 | Common Stock (2303) | 2303 | Direct |
| Employee Stock Option (Right to Buy) | $35.32 | 2021-02-03 | Common Stock (20000) | 20000 | Direct |
| Employee Stock Option (Right to Buy) | $33.15 | 2021-04-26 | Common Stock (3400) | 3400 | Direct |
| Employee Stock Option (Right to Buy) | $31.31 | 2022-06-06 | Common Stock (20000) | 20000 | Direct |
| Employee Stock Option (Right to Buy) | $32.54 | 2023-05-16 | Common Stock (25000) | 25000 | Direct |
Footnotes
F1: 25% of the option grant is exercisable on 2/2/2011, and 1/48 of the option grant is exercisable each month thereafter.
F2: 25% of the shares subject to the option shall vest on 6/13/2011, and 1/48th of the shares subject to the option shall vest each month thereafter, subject to the optionee continuing to be a service provider on such dates.
F3: 25% of the option grant is exercisable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter.
F4: 25% of the option grant is exercisable on 4/26/2012, and 1/48 of the option grant is exercisable each month thereafter.
F5: 25% of the option grant is exercisable on 6/6/2013, and 1/48 of the option grant is exercisable each month thereafter.
F6: 25% of the option grant is exercisable on 5/16/2014, and 1/48 of the option grant is exercisable each month thereafter.
F7: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 1, 2013