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NETGEAR, INC. — Director's Dealing 2014
Jan 7, 2014
32299_dirs_2014-01-07_04b9f157-1254-4c0c-b76e-93417ef6f3ab.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NETGEAR, INC (NTGR)
CIK: 0001122904
Period of Report: 2014-01-03
Reporting Person: Capone Jeff (Chief Technology Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-01-03 | Common Stock | M | 5000 | $21.10 | Acquired | 10000 | Direct |
| 2014-01-03 | Common Stock | S | 5000 | $32.28 | Disposed | 5000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-01-03 | Employee Stock Option (Right to Buy) | $21.10 | M | 5000 | Disposed | 2020-02-02 | Common Stock (5000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $33.92 | 2020-12-09 | Common Stock (2917) | 2917 | Direct |
| Employee Stock Option (Right to Buy) | $33.83 | 2022-04-19 | Common Stock (4200) | 4200 | Direct |
| Employee Stock Option (Right to Buy) | $32.54 | 2023-05-16 | Common Stock (20000) | 20000 | Direct |
Footnotes
F1: 25% of the options will be exercisable on 2/2/2011, and 1/48 of the options is exercisable each month thereafter.
F2: 25% of the options will be exercisable on 12/9/2011, and 1/48 of the options is exercisable each month thereafter.
F3: 25% of the options will be exercisable on 4/19/2013, and 1/48 of the options is exercisable each month thereafter.
F4: 25% of the options will be exercisable on 5/16/2014, and 1/48 of the option grant is exercisable each month thereafter.
F5: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 30, 2013.
F6: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $32.17 to $32.38 per share. Upon request from the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.