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NETGEAR, INC. — Director's Dealing 2014
Jan 27, 2014
32299_dirs_2014-01-27_dd94a964-3cfe-4de9-9961-4bca75a89aa0.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: NETGEAR, INC (NTGR)
CIK: 0001122904
Period of Report: 2014-01-21
Reporting Person: SOARES DAVID (SVP and GM, RBU)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-01-21 | Common Stock | M | 2000 | $20.80 | Acquired | 23900 | Direct |
| 2014-01-21 | Common Stock | M | 2500 | $21.10 | Acquired | 21900 | Direct |
| 2014-01-21 | Common Stock | S | 4500 | $33.39 | Disposed | 19400 | Direct |
| 2014-01-21 | Common Stock | S | 1027 | $33.39 | Disposed | 18373 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-01-21 | Employee Stock Option (Right to Buy) | $21.10 | M | 2500 | Disposed | 2020-02-02 | Common Stock (2500) | Direct |
| 2014-01-21 | Employee Stock Option (Right to Buy) | $20.80 | M | 2000 | Disposed | 2020-06-13 | Common Stock (2000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $29.23 | 2017-01-12 | Common Stock (20000) | 20000 | Direct |
| Employee Stock Option (Right to Buy) | $35.32 | 2021-02-03 | Common Stock (20000) | 20000 | Direct |
| Employee Stock Option (Right to Buy) | $33.15 | 2021-04-26 | Common Stock (3400) | 3400 | Direct |
| Employee Stock Option (Right to Buy) | $31.31 | 2022-06-06 | Common Stock (20000) | 20000 | Direct |
| Employee Stock Option (Right to Buy) | $32.54 | 2023-05-16 | Common Stock (20000) | 20000 | Direct |
Footnotes
F1: 25% of the option grant is exercisable on 1/12/2008, and 1/48 of the option grant is exercisable each month thereafter.
F2: 25% of the option grant is exercisable on 2/2/2011, and 1/48 of the option grant is exercisable each month thereafter.
F3: 25% of the shares subject to the option shall vest on 6/13/2011, and 1/48th of the shares subject to the option shall vest each month thereafter, subject to the optionee continuing to be a service provider on such dates.
F4: 25% of the option grant is exercisable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter.
F5: 25% of the option grant is exercisable on 4/26/2012, and 1/48 of the option grant is exercisable each month thereafter.
F6: 25% of the option grant is exercisable on 6/6/2013, and 1/48 of the option grant is exercisable each month thereafter.
F7: 25% of the option grant is exercisable on 5/16/2014, and 1/48 of the option grant is exercisable each month thereafter.
F8: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2013.
F9: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $33.30 to $33.50 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F10: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $33.37 to $33.43 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F11: Amendment shows new total as transaction was a sell of Restricted Stock Units