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NETGEAR, INC. Director's Dealing 2013

Dec 19, 2013

32299_dirs_2013-12-19_b961b78c-a25d-47e3-b98b-a853f2798e9e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NETGEAR, INC (NTGR)
CIK: 0001122904
Period of Report: 2013-12-16

Reporting Person: LO PATRICK CS (Director, Chairman and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-12-16 Common Stock G 8002 Acquired 128892 Indirect
2013-12-16 Common Stock G 8002 Disposed 23113 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 131778 Indirect
Common Stock 83461 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Option (Right to Buy) $22.68 2016-05-23 Common Stock (100000) 100000 Direct
Employee Stock Option (Right to Buy) $29.23 2017-01-12 Common Stock (100000) 100000 Direct
Employee Stock Option (Right to Buy) $28.79 2018-01-11 Common Stock (100000) 100000 Direct
Employee Stock Option (Right to Buy) $11.41 2019-01-16 Common Stock (90000) 90000 Direct
Employee Stock Option (Right to Buy) $21.10 2020-02-02 Common Stock (100000) 100000 Direct
Employee Stock Option (Right to Buy) $20.80 2020-06-13 Common Stock (40000) 40000 Direct
Employee Stock Option (Right to Buy) $35.32 2021-02-03 Common Stock (100000) 100000 Direct
Employee Stock Option (Right to Buy) $33.15 2021-04-26 Common Stock (40000) 40000 Direct
Employee Stock Option (Right to Buy) $31.31 2022-06-06 Common Stock (100000) 100000 Direct
Employee Stock Option (Right to Buy) $32.54 2023-05-16 Common Stock (108510) 108510 Direct

Footnotes

F1: The shares are held by the Patrick and Emily Lo Revocable Trust dated 4-7-99.

F2: The shares are held by the education trusts of Mr. Lo's children. Mr. Lo is a co-trustee of each such trust.

F3: 25% of the option grant is exercisable on 5/23/2007, and 1/48 of the option grant is exercisable each month thereafter.

F4: 25% of the option grant is exercisable on 1/12/2008, and 1/48 of the option grant is exercisable each month thereafter.

F5: 25% of the option grant is exercisable on 1/11/2009, and 1/48 of the option grant is exercisable each month thereafter.

F6: 25% of the option grant is exercisable on 1/16/2010, and 1/48 of the option grant is exercisable each month thereafter.

F7: The shares are held by the Patrick C.S. Lo 2009 Grantor Retained Annuity Trust.

F8: 25% of the option grant is exercisable on 2/2/2011, and 1/48 of the option grant is exercisable each month thereafter.

F9: 25% of the shares subject to the option shall vest twelve months on 6/13/2011, and 1/48th of the shares subject to the option shall vest each month thereafter, subject to the optionee continuing to be a service provider on such dates.

F10: 25% of the option grant is exercisable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter.

F11: 25% of the option grant is exercisable on 4/26/2012, and 1/48 of the option grant is exercisable each month thereafter.

F12: 25% of the option grant is exercisable on 6/6/2013, and 1/48 of the option grant is exercisable each month thereafter.

F13: 25% of the option grant is exercisable on 5/16/2014, and 1/48 of the option grant is exercisable each month thereafter.

F14: Includes 721 and 742 shares acquired on January 31, 2011 and February 15, 2013 under the NETGEAR, Inc. Employee Stock Purchase Plan.