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NETGEAR, INC. — Director's Dealing 2012
Jan 18, 2012
32299_dirs_2012-01-18_0e37b79a-f5af-4871-97e8-71b050d95625.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: NETGEAR, INC (NTGR)
CIK: 0001122904
Period of Report: 2012-01-16
Reporting Person: OLSON CHARLES T (SVP, Engineering)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-01-16 | Common Stock | M | 2125 | — | Acquired | 10736 | Direct |
| 2012-01-16 | Common Stock | F | 804 | $37.53 | Disposed | 9932 | Direct |
| 2012-01-17 | Common Stock | M | 667 | $28.79 | Acquired | 10599 | Direct |
| 2012-01-17 | Common Stock | M | 666 | $11.41 | Acquired | 11265 | Direct |
| 2012-01-17 | Common Stock | M | 250 | $20.80 | Acquired | 11515 | Direct |
| 2012-01-17 | Common Stock | M | 250 | $21.10 | Acquired | 11765 | Direct |
| 2012-01-17 | Common Stock | S | 1833 | $37.69 | Disposed | 9932 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-01-17 | Employee Stock Option (Right to Buy) | $28.79 | M | 667 | Disposed | 2018-01-11 | Common Stock (667) | Direct |
| 2012-01-17 | Employee Stock Option (Right to Buy) | $11.41 | M | 666 | Disposed | 2019-01-16 | Common Stock (666) | Direct |
| 2012-01-16 | Restricted Stock Units | $ | M | 2125 | Disposed | Common Stock (2125) | Direct | |
| 2012-01-17 | Employee Stock Option (Right to Buy) | $21.10 | M | 250 | Disposed | 2020-02-02 | Common Stock (250) | Direct |
| 2012-01-17 | Employee Stock Option (Right to Buy) | $20.80 | M | 250 | Disposed | 2020-06-13 | Common Stock (250) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $35.32 | 2021-02-03 | Common Stock (6000) | 6000 | Direct |
| Employee Stock Option (Right to Buy) | $33.15 | 2021-04-26 | Common Stock (1200) | 1200 | Direct |
Footnotes
F1: Converts to common stock on a one for one basis.
F2: Not applicable.
F3: 25% of the option grant is exercisable on 1/11/2009, and 1/48 of the option grant is exercisable each month thereafter.
F4: 25% of the option grant is exercisable on 1/16/2010, and 1/48 of the option grant is exercisable each month thereafter.
F5: Stock units will be paid in an equal number of shares of the Issuer's common stock upon vesting of the units. 25% of the units will cliff vest on each anniversary of 1/16/2009, the vesting start date, so that all of the units will have vested on 1/16/2013.
F6: 25% of the option grant is exercisable on 2/2/2011, and 1/48 of the option grant is exercisable each month thereafter.
F7: 25% of the shares subject to the option shall vest on 6/13/2011, and 1/48th of the shares subject to the option shall vest each month thereafter, subject to the optionee continuing to be a service provider on such dates.
F8: 25% of the option grant is exercisable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter.
F9: 25% of the option grant is exercisable on 4/26/2012, and 1/48 of the option grant is exercisable each month thereafter.
F10: Acquired pursuant to the vesting of restricted stock units which convert to common stock on a one for one basis.
F11: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2011.
F12: Form 4 Amendment filed to correct Transaction Code
F13: Form 4 Amendment filed to correct to Securities Acquired (A)