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NETGEAR, INC. — Director's Dealing 2011
Jun 20, 2011
32299_dirs_2011-06-20_33b5006d-0a88-4ac2-8c69-68da11d7ee08.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NETGEAR, INC (NTGR)
CIK: 0001122904
Period of Report: 2011-06-16
Reporting Person: Clegg Michael (SVP and GM, SPBU)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-06-16 | Common Stock | M | 625 | $28.79 | Acquired | 12027 | Direct |
| 2011-06-16 | Common Stock | M | 625 | $11.41 | Acquired | 12652 | Direct |
| 2011-06-16 | Common Stock | M | 312 | $21.10 | Acquired | 12964 | Direct |
| 2011-06-16 | Common Stock | M | 2000 | $20.80 | Acquired | 14964 | Direct |
| 2011-06-16 | Common Stock | S | 3562 | $39.91 | Disposed | 11402 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-06-16 | Employee Stock Option (Right to Buy) | $28.79 | M | 625 | Disposed | 2018-01-11 | Common Stock (625) | Direct |
| 2011-06-16 | Employee Stock Option (Right to Buy) | $11.41 | M | 625 | Disposed | 2019-01-16 | Common Stock (625) | Direct |
| 2011-06-16 | Employee Stock Option (Right to Buy) | $21.10 | M | 312 | Disposed | 2020-02-02 | Common Stock (312) | Direct |
| 2011-06-16 | Employee Stock Option (Right to Buy) | $20.80 | M | 2000 | Disposed | 2020-06-13 | Common Stock (2000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $35.32 | 2021-02-03 | Common Stock (20000) | 20000 | Direct |
| Employee Stock Option (Right to Buy) | $33.15 | 2021-04-26 | Common Stock (3400) | 3400 | Direct |
Footnotes
F1: 312.5 options are exercisable on the 11th day of each month, such that all options are exercisable by 1/11/2012.
F2: 312.5 options are exercisable on the 16th day of each month, such that all options are exercisable by 1/16/2013.
F3: 312.5 options are exercisable on the 2nd day of each month, such that all options are exercisable by 2/2/2014.
F4: 25% of the options will be exercisable on 6/13/2011, and 1/48 of the options is exercisable each month thereafter.
F5: 25% of the options will be exercisable on 2/3/2012, and 1/48 of the options is exercisable each month thereafter.
F6: 25% of the options will be exercisable on 4/26/2012, and 1/48 of the options is exercisable each month thereafter.
F7: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2011.