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NETGEAR, INC. — Director's Dealing 2011
Jan 10, 2011
32299_dirs_2011-01-10_73080ca1-de46-4bf7-bb77-377a393486b0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NETGEAR, INC (NTGR)
CIK: 0001122904
Period of Report: 2011-01-06
Reporting Person: Gorjanc Christine Marie (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-01-06 | Common Stock | M | 5000 | $19.55 | Acquired | 21613 | Direct |
| 2011-01-06 | Common Stock | S | 5000 | $36.00 | Disposed | 16613 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-01-06 | Employee Stock Option (Right to Buy) | $19.55 | M | 5000 | Disposed | 2015-12-13 | Common Stock (5000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $29.23 | 2017-01-12 | Common Stock (15000) | 15000 | Direct |
| Employee Stock Option (Right to Buy) | $28.79 | 2018-01-11 | Common Stock (25000) | 25000 | Direct |
| Restricted Stock Units | $ | Common Stock (7500) | 7500 | Direct | |
| Employee Stock Option (Right to Buy) | $11.41 | 2019-01-16 | Common Stock (15000) | 15000 | Direct |
| Restricted Stock Units | $ | Common Stock (11250) | 11250 | Direct | |
| Employee Stock Option (Right to Buy) | $21.10 | 2020-02-02 | Common Stock (25000) | 25000 | Direct |
| Employee Stock Option (Right to Buy) | $20.80 | 2020-06-13 | Common Stock (30000) | 30000 | Direct |
Footnotes
F1: 100% of this option grant is exercisable as of November 16, 2005, the vesting start date. Shares underlying the option are restricted from transfer, with the restriction lapsing with respect to 25% of the shares on each subsequent anniversary of the vesting start date, so that all underlying shares will be free from transfer restrictions on November 16, 2009.
F2: Converts to common stock on a one for one basis.
F3: Not applicable.
F4: 25% of the option grant is exercisable on 1/12/2008, and 1/48 of the option grant is exercisable each month thereafter.
F5: 25% of the option grant is exercisable on 1/11/2009, and 1/48 of the option grant is exercisable each month thereafter.
F6: Stock units will be paid in an equal number of shares of the Issuer's common stock upon vesting of the units. 25% of the units will cliff vest on each anniversary of 1/11/2008, the vesting start date, so that all of the units will have vested on 1/11/2012.
F7: 25% of the option grant is exercisable on 1/16/2010, and 1/48 of the option grant is exercisable each month thereafter.
F8: Stock units will be paid in an equal number of shares of the Issuer's common stock upon vesting of the units. 25% of the units will cliff vest on each anniversary of 1/16/2009, the vesting start date, so that all of the units will have vested on 1/16/2013.
F9: 25% of the option grant is exercisable on 2/2/2011, and 1/48 of the option grant is exercisable each month thereafter.
F10: 25% of the shares subject to the option shall vest on 6/13/2011, and 1/48th of the shares subject to the option shall vest each month thereafter, subject to the optionee continuing to be a service provider on such dates.
F11: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 2, 2010.