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NETGEAR, INC. — Director's Dealing 2011
Jul 20, 2011
32299_dirs_2011-07-20_299b405e-c437-42bb-9123-6377d3ffd752.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NETGEAR, INC (NTGR)
CIK: 0001122904
Period of Report: 2011-07-18
Reporting Person: Clegg Michael (SVP and GM, SPBU)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-07-18 | Common Stock | M | 312 | $28.79 | Acquired | 11714 | Direct |
| 2011-07-18 | Common Stock | M | 312 | $11.41 | Acquired | 12026 | Direct |
| 2011-07-18 | Common Stock | M | 313 | $21.10 | Acquired | 12339 | Direct |
| 2011-07-18 | Common Stock | M | 166 | $20.80 | Acquired | 12505 | Direct |
| 2011-07-18 | Common Stock | S | 1103 | $39.26 | Disposed | 11402 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-07-18 | Employee Stock Option (Right to Buy) | $28.79 | M | 312 | Disposed | 2018-01-11 | Common Stock (312) | Direct |
| 2011-07-18 | Employee Stock Option (Right to Buy) | $11.41 | M | 312 | Disposed | 2019-01-16 | Common Stock (312) | Direct |
| 2011-07-18 | Employee Stock Option (Right to Buy) | $21.10 | M | 313 | Disposed | 2020-02-02 | Common Stock (313) | Direct |
| 2011-07-18 | Employee Stock Option (Right to Buy) | $20.80 | M | 166 | Disposed | 2020-06-13 | Common Stock (166) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $35.32 | 2021-02-03 | Common Stock (20000) | 20000 | Direct |
| Employee Stock Option (Right to Buy) | $33.15 | 2021-04-26 | Common Stock (3400) | 3400 | Direct |
Footnotes
F1: 312.5 options are exercisable on the 11th day of each month, such that all options are exercisable by 1/11/2012.
F2: 312.5 options are exercisable on the 16th day of each month, such that all options are exercisable by 1/16/2013.
F3: 312.5 options are exercisable on the 2nd day of each month, such that all options are exercisable by 2/2/2014.
F4: 25% of the options will be exercisable on 6/13/2011, and 1/48 of the options is exercisable each month thereafter.
F5: 25% of the options will be exercisable on 2/3/2012, and 1/48 of the options is exercisable each month thereafter.
F6: 25% of the options will be exercisable on 4/26/2012, and 1/48 of the options is exercisable each month thereafter.
F7: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2011.
F8: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $39.25 to $39.27 per share. Upon request from the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.