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NETGEAR, INC. — Director's Dealing 2011
Dec 14, 2011
32299_dirs_2011-12-14_511fbb3f-f8c2-443a-a240-03db2eed8fd8.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: NETGEAR, INC (NTGR)
CIK: 0001122904
Period of Report: 2011-12-02
Reporting Person: FALCON MICHAEL F (SVP, WW Ops and Support)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-12-02 | Common Stock | M | 417 | $21.10 | Acquired | 18711 | Direct |
| 2011-12-02 | Common Stock | S | 417 | $38.03 | Disposed | 18294 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-12-02 | Employee Stock Option (Right to Buy) | $21.10 | M | 417 | Disposed | 2020-02-02 | Common Stock (417) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Common Stock (2125) | 2125 | Direct | |
| Employee Stock Option (Right to Buy) | $28.79 | 2018-01-11 | Common Stock (626) | 626 | Direct |
| Employee Stock Option (Right to Buy) | $11.41 | 2019-01-16 | Common Stock (4376) | 4376 | Direct |
| Restricted Stock Units | $ | Common Stock (4250) | 4250 | Direct | |
| Employee Stock Option (Right to Buy) | $20.80 | 2020-06-13 | Common Stock (11334) | 11334 | Direct |
| Employee Stock Option (Right to Buy) | $35.32 | 2021-02-03 | Common Stock (20000) | 20000 | Direct |
| Employee Stock Option (Right to Buy) | $33.15 | 2021-04-26 | Common Stock (3400) | 3400 | Direct |
Footnotes
F1: Converts to common stock on a one for one basis.
F2: Not applicable.
F3: 25% of the option grant is exercisable on 1/11/2009, and 1/48 of the option grant is exercisable each month thereafter.
F4: Stock units will be paid in an equal number of shares of the Issuer's common stock upon vesting of the units. 25% of the units will cliff vest on each anniversary of 1/11/2008, the vest start date, so that all of the units will have vested on 1/11/2012.
F5: 25% of the option grant is exercisable on 1/16/2010, and 1/48 of the option grant is exercisable each month thereafter.
F6: Stock units will be paid in an equal number of shares of the Issuer's common stock upon vesting of the units. 25% of the units will cliff vest on each anniversary of 1/16/2009, the vesting start date, so that all of the units will have vested on 1/16/2013.
F7: 25% of the option grant is exercisable on 2/2/2011, and 1/48 of the option grant is exercisable each month thereafter.
F8: 25% of the shares subject to the option shall vest on 6/13/2011, and 1/48th of the shares subject to the option shall vest each month thereafter, subject to the optionee continuing to be a service provider on such dates.
F9: 25% of the option grant is exercisable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter.
F10: 25% of the option grant is exercisable on 4/26/2012, and 1/48 of the option grant is exercisable each month thereafter.
F11: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2010.
F12: This Form 4 Amendment is being filed to correct the amount of shares beneficially owned following the reported transaction, from the incorrect prior amount of 18044 to the correct amount of 18711.
F13: This Form 4 Amendment is being filed to correct the amount of shares beneficially owned following the reported transaction, from the incorrect prior amount of 17627 to the correct amount of 18294.