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NETGEAR, INC. — Director's Dealing 2010
Jan 13, 2010
32299_dirs_2010-01-13_92c6b4c7-38df-4d79-98f4-909c29f6d555.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NETGEAR, INC (NTGR)
CIK: 0001122904
Period of Report: 2009-05-23
Reporting Person: MERRILL MARK G (Chief Technology Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-05-23 | Common Stock | M | 2000 | $0.00 | Acquired | 8424 | Direct |
| 2009-05-23 | Common Stock | F | 765 | $13.39 | Disposed | 7659 | Direct |
| 2010-01-11 | Common Stock | M | 750 | $0.00 | Acquired | 8409 | Direct |
| 2010-01-11 | Common Stock | F | 330 | $23.08 | Disposed | 8079 | Direct |
| 2010-01-12 | Common Stock | M | 1750 | $0.00 | Acquired | 9829 | Direct |
| 2010-01-12 | Common Stock | F | 770 | $22.53 | Disposed | 9059 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-01-12 | Restricted Stock Units | $ | M | 1750 | Disposed | Common Stock (1750) | Direct | |
| 2010-01-11 | Restricted Stock Units | $ | M | 750 | Disposed | Common Stock (750) | Direct | |
| 2009-05-23 | Restricted Stock Units | $ | M | 2000 | Disposed | Common Stock (2000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $4.51 | 2010-04-05 | Common Stock (6473) | 59233 | Direct |
| Employee Stock Option (Right to Buy) | $6.00 | 2012-10-30 | Common Stock (2001) | 2001 | Direct |
| Restricted Stock Units | $ | Common Stock (3000) | 3000 | Direct |
Footnotes
F1: This stock option was granted under the NETGEAR, Inc. 2000 Option Plan on December 9, 2000 and is fully vested and exercisable at this time.
F2: This stock option was granted under the NETGEAR, Inc. 2000 Option Plan on October 30, 2002 and is fully vested and exercisable at this time.
F3: Converts to common stock on a one for one basis.
F4: Stock units will be paid in an equal number of shares of the Issuer's common stock upon vesting of the units. 25% of the units will cliff vest on each anniversary of 5/23/06, the vest start date, so that all of the units will have vested on 5/23/2010.
F5: Not applicable.
F6: Stock units will be paid in an equal number of shares of the Issuer's common stock upon vesting of the units. 25% of the units will cliff vest on each anniversary of 1/12/2007, the vest start date, so that all of the units will have vested on 1/12/2011.
F7: Stock units will be paid in an equal number of shares of the Issuer's common stock upon vesting of the units. 25% of the units will cliff vest on each anniversary of 1/11/2008, the vest start date, so that all of the units will have vested on 1/11/2012.
F8: Stock units will be paid in an equal number of shares of the Issuer's common stock upon vesting of the units. 25% of the units will cliff vest on each anniversary of 1/16/2009, the vesting start date, so that all of the units will have vested on 1/16/2013.
F9: Acquired pursuant to the vesting of restricted stock units which convert to common stock on a one for one basis.