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NETGEAR, INC. — Director's Dealing 2010
Apr 20, 2010
32299_dirs_2010-04-20_c9d48734-a276-45cb-812e-84fb9a607497.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NETGEAR, INC (NTGR)
CIK: 0001122904
Period of Report: 2010-04-16
Reporting Person: FALCON MICHAEL F (SVP, Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-04-16 | Common Stock | M | 313 | $11.41 | Acquired | 5735 | Direct |
| 2010-04-16 | Common Stock | S | 313 | $27.32 | Disposed | 5422 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-04-16 | Employee Stock Option (Right to Buy) | $11.41 | M | 313 | Disposed | 2019-01-16 | Common Stock (313) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Common Stock (1875) | 1875 | Direct | |
| Restricted Stock Units | $ | Common Stock (4250) | 4250 | Direct | |
| Employee Stock Option (Right to Buy) | $22.68 | 2016-05-23 | Common Stock (4847) | 4847 | Direct |
| Restricted Stock Units | $ | Common Stock (1000) | 1000 | Direct | |
| Employee Stock Option (Right to Buy) | $29.23 | 2017-01-12 | Common Stock (15000) | 15000 | Direct |
| Employee Stock Option (Right to Buy) | $28.79 | 2018-01-11 | Common Stock (15000) | 15000 | Direct |
| Restricted Stock Units | $ | Common Stock (6375) | 6375 | Direct | |
| Employee Stock Option (Right to Buy) | $21.10 | 2020-02-02 | Common Stock (20000) | 20000 | Direct |
Footnotes
F1: 25% of the option grant is exercisable on 5/23/2007, and 1/48 of the option grant is exercisable each month thereafter.
F2: Converts to common stock on a one for one basis.
F3: Stock units will be paid in an equal number of shares of the Issuer's common stock upon vesting of the units. 25% of the units will cliff vest on each anniversary of 5/23/06, the vest start date, so that all of the units will have vested on 5/23/2010.
F4: Not applicable.
F5: 25% of the option grant is exercisable on 1/12/2008, and 1/48 of the option grant is exercisable each month thereafter.
F6: 25% of the option grant is exercisable on 1/11/2009, and 1/48 of the option grant is exercisable each month thereafter.
F7: Stock units will be paid in an equal number of shares of the Issuer's common stock upon vesting of the units. 25% of the units will cliff vest on each anniversary of 1/12/2007, the vest start date, so that all of the units will have vested on 1/12/2011.
F8: Stock units will be paid in an equal number of shares of the Issuer's common stock upon vesting of the units. 25% of the units will cliff vest on each anniversary of 1/11/2008, the vest start date, so that all of the units will have vested on 1/11/2012.
F9: 25% of the option grant is exercisable on 1/16/2010, and 1/48 of the option grant is exercisable each month thereafter.
F10: Stock units will be paid in an equal number of shares of the Issuer's common stock upon vesting of the units. 25% of the units will cliff vest on each anniversary of 1/16/2009, the vesting start date, so that all of the units will have vested on 1/16/2013.
F11: 25% of the option grant is exercisable on 2/2/2011, and 1/48 of the option grant is exercisable each month thereafter.
F12: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2009.