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NETFLIX INC — Director's Dealing 2023
Aug 3, 2023
29748_dirs_2023-08-02_c09a7806-3662-40de-a3fe-882afbe36a45.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NETFLIX INC (NFLX)
CIK: 0001065280
Period of Report: 2023-08-01
Reporting Person: HASTINGS REED (Director, Executive Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-08-01 | Common Stock | M | 20188 | $41.2857 | Acquired | 20188 | Direct |
| 2023-08-01 | Common Stock | S | 200 | $432.415 | Disposed | 19988 | Direct |
| 2023-08-01 | Common Stock | S | 726 | $433.5568 | Disposed | 19262 | Direct |
| 2023-08-01 | Common Stock | S | 27 | $434.5628 | Disposed | 19235 | Direct |
| 2023-08-01 | Common Stock | S | 1696 | $435.9877 | Disposed | 17539 | Direct |
| 2023-08-01 | Common Stock | S | 1547 | $436.9439 | Disposed | 15992 | Direct |
| 2023-08-01 | Common Stock | S | 2392 | $438.3179 | Disposed | 13600 | Direct |
| 2023-08-01 | Common Stock | S | 3245 | $439.999 | Disposed | 10355 | Direct |
| 2023-08-01 | Common Stock | S | 2406 | $440.9733 | Disposed | 7949 | Direct |
| 2023-08-01 | Common Stock | S | 2249 | $441.9314 | Disposed | 5700 | Direct |
| 2023-08-01 | Common Stock | S | 3900 | $442.8777 | Disposed | 1800 | Direct |
| 2023-08-01 | Common Stock | S | 1600 | $443.9723 | Disposed | 200 | Direct |
| 2023-08-01 | Common Stock | S | 200 | $444.8388 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-08-01 | Non-Qualified Stock Option (right to buy) | $41.2857 | M | 20188 | Disposed | 2023-09-03 | Common Stock (20188) | Direct |
| 2023-08-01 | Non-Qualified Stock Option (right to buy) | $438.62 | A | 1187 | Acquired | 2033-08-01 | Common Stock (1187) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5062041 | Indirect |
Footnotes
F1: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/9/2022.
F2: This transaction was executed in multiple trades at prices ranging from $431.96 to $432.87. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $433.25 to $434.09. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $435.57 to $436.4394. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $436.6341 to $437.5902. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: This transaction was executed in multiple trades at prices ranging from $437.8974 to $438.745. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7: This transaction was executed in multiple trades at prices ranging from $439.3568 to $440.3411. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F8: This transaction was executed in multiple trades at prices ranging from $440.4263 to $441.3814. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F9: This transaction was executed in multiple trades at prices ranging from $441.4319 to $442.3222. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F10: This transaction was executed in multiple trades at prices ranging from $442.49 to $443.4599. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F11: This transaction was executed in multiple trades at prices ranging from $443.5103 to $444.3777. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F12: As Trustee of the Hastings-Quillin Family Trust.