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NETFLIX INC — Director's Dealing 2023
Sep 5, 2023
29748_dirs_2023-09-05_f4b8ed41-28da-42fe-a3f2-ba685d247ec3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NETFLIX INC (NFLX)
CIK: 0001065280
Period of Report: 2023-09-01
Reporting Person: HASTINGS REED (Director, Executive Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-09-01 | Common Stock | M | 17969 | $46.3743 | Acquired | 17969 | Direct |
| 2023-09-01 | Common Stock | S | 1200 | $437.0267 | Disposed | 16769 | Direct |
| 2023-09-01 | Common Stock | S | 1403 | $438.2666 | Disposed | 15366 | Direct |
| 2023-09-01 | Common Stock | S | 3241 | $439.3435 | Disposed | 12125 | Direct |
| 2023-09-01 | Common Stock | S | 4625 | $440.1801 | Disposed | 7500 | Direct |
| 2023-09-01 | Common Stock | S | 2300 | $441.3091 | Disposed | 5200 | Direct |
| 2023-09-01 | Common Stock | S | 2327 | $442.3431 | Disposed | 2873 | Direct |
| 2023-09-01 | Common Stock | S | 2473 | $443.2148 | Disposed | 400 | Direct |
| 2023-09-01 | Common Stock | S | 400 | $444.2975 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-09-01 | Non-Qualified Stock Option (right to buy) | $46.3743 | M | 17969 | Disposed | 2023-10-01 | Common Stock (17969) | Direct |
| 2023-09-01 | Non-Qualified Stock Option (right to buy) | $439.88 | A | 1184 | Acquired | 2033-09-01 | Common Stock (1184) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5062041 | Indirect |
Footnotes
F1: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/9/2022.
F2: This transaction was executed in multiple trades at prices ranging from $436.59 to $437.51. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $437.6884 to $438.6587. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $438.75 to $439.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $439.7782 to $440.77. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: This transaction was executed in multiple trades at prices ranging from $440.79 to $441.77. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7: This transaction was executed in multiple trades at prices ranging from $441.80 to $442.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F8: This transaction was executed in multiple trades at prices ranging from $442.84 to $443.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F9: This transaction was executed in multiple trades at prices ranging from $444.01 to $444.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F10: As Trustee of the Hastings-Quillin Family Trust.