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NETFLIX INC — Director's Dealing 2023
Nov 3, 2023
29748_dirs_2023-11-02_a50723e0-eda9-40c9-948c-072d1b960e72.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NETFLIX INC (NFLX)
CIK: 0001065280
Period of Report: 2023-11-01
Reporting Person: HASTINGS REED (Director, Executive Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-11-01 | Common Stock | M | 16030 | $51.9886 | Acquired | 16030 | Direct |
| 2023-11-01 | Common Stock | S | 1332 | $414.9867 | Disposed | 14698 | Direct |
| 2023-11-01 | Common Stock | S | 4841 | $415.982 | Disposed | 9857 | Direct |
| 2023-11-01 | Common Stock | S | 2608 | $417.0148 | Disposed | 7249 | Direct |
| 2023-11-01 | Common Stock | S | 873 | $418.1041 | Disposed | 6376 | Direct |
| 2023-11-01 | Common Stock | S | 4265 | $419.2745 | Disposed | 2111 | Direct |
| 2023-11-01 | Common Stock | S | 2111 | $420.181 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-11-01 | Non-Qualified Stock Option (right to buy) | $51.9886 | M | 16030 | Disposed | 2023-12-02 | Common Stock (16030) | Direct |
| 2023-11-01 | Non-Qualified Stock Option (right to buy) | $420.19 | A | 1239 | Acquired | 2033-11-01 | Common Stock (1239) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5062041 | Indirect |
Footnotes
F1: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/9/2022.
F2: This transaction was executed in multiple trades at prices ranging from $414.53 to $415.49. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $415.53 to $416.49. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $416.60 to $417.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $417.62 to $418.4136. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: This transaction was executed in multiple trades at prices ranging from $418.77 to $419.66. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7: This transaction was executed in multiple trades at prices ranging from $419.77 to $420.59. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F8: As Trustee of the Hastings-Quillin Family Trust.