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NETFLIX INC — Director's Dealing 2021
Dec 21, 2021
29748_dirs_2021-12-21_8feb4fee-abbf-4b95-ad0a-9bba6f8f96ca.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NETFLIX INC (NFLX)
CIK: 0001065280
Period of Report: 2021-12-17
Reporting Person: HASTINGS REED (Director, Co-CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-17 | Common Stock | M | 27398 | $30.4157 | Acquired | 27398 | Direct |
| 2021-12-17 | Common Stock | M | 31976 | $26.0614 | Acquired | 59374 | Direct |
| 2021-12-17 | Common Stock | M | 30807 | $27.0529 | Acquired | 90181 | Direct |
| 2021-12-17 | Common Stock | M | 35399 | $23.5429 | Acquired | 125580 | Direct |
| 2021-12-17 | Common Stock | M | 47551 | $13.1443 | Acquired | 173131 | Direct |
| 2021-12-17 | Common Stock | M | 57561 | $10.8586 | Acquired | 230692 | Direct |
| 2021-12-17 | Common Stock | M | 56315 | $11.0986 | Acquired | 287007 | Direct |
| 2021-12-17 | Common Stock | M | 78057 | $8.0071 | Acquired | 365064 | Direct |
| 2021-12-17 | Common Stock | M | 78225 | $7.99 | Acquired | 443289 | Direct |
| 2021-12-17 | Common Stock | M | 80276 | $7.7857 | Acquired | 523565 | Direct |
| 2021-12-17 | Common Stock | M | 64477 | $9.6929 | Acquired | 588042 | Direct |
| 2021-12-17 | Common Stock | M | 69503 | $8.9929 | Acquired | 657545 | Direct |
| 2021-12-17 | Common Stock | M | 53774 | $11.6229 | Acquired | 711319 | Direct |
| 2021-12-17 | Common Stock | M | 38388 | $16.2814 | Acquired | 749707 | Direct |
| 2021-12-17 | Common Stock | M | 38801 | $16.1071 | Acquired | 788508 | Direct |
| 2021-12-17 | Common Stock | F | 382068 | $586.73 | Disposed | 406440 | Direct |
| 2021-12-21 | Common Stock | G | 406440 | — | Disposed | 0 | Direct |
| 2021-12-21 | Common Stock | G | 406440 | — | Acquired | 5107501 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-17 | Non-Qualified Stock Option (right to buy) | $7.7857 | M | 80276 | Disposed | 2022-08-01 | Common Stock (80276.0) | Direct |
| 2021-12-17 | Non-Qualified Stock Option (right to buy) | $7.99 | M | 78225 | Disposed | 2022-09-04 | Common Stock (78225.0) | Direct |
| 2021-12-17 | Non-Qualified Stock Option (right to buy) | $8.0071 | M | 78057 | Disposed | 2022-10-01 | Common Stock (78057.0) | Direct |
| 2021-12-17 | Non-Qualified Stock Option (right to buy) | $8.9929 | M | 69503 | Disposed | 2022-06-01 | Common Stock (69503.0) | Direct |
| 2021-12-17 | Non-Qualified Stock Option (right to buy) | $9.6929 | M | 64477 | Disposed | 2022-07-02 | Common Stock (64477.0) | Direct |
| 2021-12-17 | Non-Qualified Stock Option (right to buy) | $10.8586 | M | 57561 | Disposed | 2022-12-03 | Common Stock (57561.0) | Direct |
| 2021-12-17 | Non-Qualified Stock Option (right to buy) | $11.0986 | M | 56315 | Disposed | 2022-11-01 | Common Stock (56315.0) | Direct |
| 2021-12-17 | Non-Qualified Stock Option (right to buy) | $11.6229 | M | 53774 | Disposed | 2022-05-01 | Common Stock (53774.0) | Direct |
| 2021-12-17 | Non-Qualified Stock Option (right to buy) | $13.1443 | M | 47551 | Disposed | 2023-01-02 | Common Stock (47551.0) | Direct |
| 2021-12-17 | Non-Qualified Stock Option (right to buy) | $16.1071 | M | 38801 | Disposed | 2022-03-01 | Common Stock (38801.0) | Direct |
| 2021-12-17 | Non-Qualified Stock Option (right to buy) | $16.2814 | M | 38388 | Disposed | 2022-04-02 | Common Stock (38388.0) | Direct |
| 2021-12-17 | Non-Qualified Stock Option (right to buy) | $23.5429 | M | 35399 | Disposed | 2023-02-01 | Common Stock (35399.0) | Direct |
| 2021-12-17 | Non-Qualified Stock Option (right to buy) | $26.0614 | M | 31976 | Disposed | 2023-04-01 | Common Stock (31976.0) | Direct |
| 2021-12-17 | Non-Qualified Stock Option (right to buy) | $27.0529 | M | 30807 | Disposed | 2023-03-01 | Common Stock (30807.0) | Direct |
| 2021-12-17 | Non-Qualified Stock Option (right to buy) | $30.4157 | M | 27398 | Disposed | 2023-05-01 | Common Stock (27398.0) | Direct |
Footnotes
F1: Shares of common stock withheld by the Issuer to satisfy tax withholding obligations associated with the option exercise.
F2: As Trustee of the Hastings-Quillin Family Trust
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