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NETFLIX INC — Director's Dealing 2013
Jul 16, 2013
29748_dirs_2013-07-16_0edca4a6-8f65-45fa-b437-ee69f5124881.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NETFLIX INC (NFLX)
CIK: 0001065280
Period of Report: 2013-07-12
Reporting Person: BATTLE A GEORGE (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-07-12 | Common Stock | M | 352.0 | $31.0 | Acquired | 4352 | Direct |
| 2013-07-12 | Common Stock | S | 352.0 | $250.0 | Disposed | 4000 | Direct |
| 2013-07-12 | Common Stock | M | 1095.0 | $36.51 | Acquired | 5095 | Direct |
| 2013-07-12 | Common Stock | S | 1095.0 | $250.0 | Disposed | 4000 | Direct |
| 2013-07-12 | Common Stock | M | 1292.0 | $30.94 | Acquired | 5292 | Direct |
| 2013-07-12 | Common Stock | S | 1292.0 | $250.0 | Disposed | 4000 | Direct |
| 2013-07-12 | Common Stock | M | 1575.0 | $25.39 | Acquired | 5575 | Direct |
| 2013-07-12 | Common Stock | S | 1575.0 | $250.0 | Disposed | 4000 | Direct |
| 2013-07-12 | Common Stock | M | 1517.0 | $26.35 | Acquired | 5517 | Direct |
| 2013-07-12 | Common Stock | S | 1517.0 | $250.0 | Disposed | 4000 | Direct |
| 2013-07-12 | Common Stock | M | 1681.0 | $23.78 | Acquired | 5681 | Direct |
| 2013-07-12 | Common Stock | S | 1681.0 | $250.0 | Disposed | 4000 | Direct |
| 2013-07-12 | Common Stock | M | 1522.0 | $26.29 | Acquired | 5522 | Direct |
| 2013-07-12 | Common Stock | S | 1522.0 | $250.0 | Disposed | 4000 | Direct |
| 2013-07-12 | Common Stock | M | 1883.0 | $21.22 | Acquired | 5883 | Direct |
| 2013-07-12 | Common Stock | S | 1883.0 | $250.0 | Disposed | 4000 | Direct |
| 2013-07-12 | Common Stock | M | 2203.0 | $18.14 | Acquired | 6203 | Direct |
| 2013-07-12 | Common Stock | S | 2203.0 | $250.0 | Disposed | 4000 | Direct |
| 2013-07-12 | Common Stock | M | 2331.0 | $17.16 | Acquired | 6331 | Direct |
| 2013-07-12 | Common Stock | S | 2331.0 | $250.0 | Disposed | 4000 | Direct |
| 2013-07-12 | Common Stock | M | 2053.0 | $19.48 | Acquired | 6053 | Direct |
| 2013-07-12 | Common Stock | S | 2053.0 | $250.0 | Disposed | 4000 | Direct |
| 2013-07-12 | Common Stock | M | 1855.0 | $21.57 | Acquired | 5855 | Direct |
| 2013-07-12 | Common Stock | S | 1855.0 | $250.0 | Disposed | 4000 | Direct |
| 2013-07-12 | Common Stock | M | 641.0 | $22.15 | Acquired | 4641 | Direct |
| 2013-07-12 | Common Stock | S | 641.0 | $250.0 | Disposed | 4000 | Direct |
| 2013-07-12 | Common Stock | S | 4000.0 | $250.0 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-07-12 | Non-Qualified Stock Option (right to buy) | $17.16 | M | 2331.0 | Disposed | 2017-08-01 | Common Stock (2331) | Direct |
| 2013-07-12 | Non-Qualified Stock Option (right to buy) | $18.14 | M | 2203.0 | Disposed | 2017-09-04 | Common Stock (2203) | Direct |
| 2013-07-12 | Non-Qualified Stock Option (right to buy) | $19.48 | M | 2053.0 | Disposed | 2017-07-02 | Common Stock (2053) | Direct |
| 2013-07-12 | Non-Qualified Stock Option (right to buy) | $21.22 | M | 1883.0 | Disposed | 2017-10-01 | Common Stock (1883) | Direct |
| 2013-07-12 | Non-Qualified Stock Option (right to buy) | $21.57 | M | 1855.0 | Disposed | 2017-06-01 | Common Stock (1855) | Direct |
| 2013-07-12 | Non-Qualified Stock Option (right to buy) | $22.15 | M | 641.0 | Disposed | 2017-05-01 | Common Stock (641) | Direct |
| 2013-07-12 | Non-Qualified Stock Option (right to buy) | $23.78 | M | 1681.0 | Disposed | 2017-12-03 | Common Stock (1681) | Direct |
| 2013-07-12 | Non-Qualified Stock Option (right to buy) | $25.39 | M | 1575.0 | Disposed | 2018-02-01 | Common Stock (1575) | Direct |
| 2013-07-12 | Non-Qualified Stock Option (right to buy) | $26.29 | M | 1522.0 | Disposed | 2017-11-01 | Common Stock (1522) | Direct |
| 2013-07-12 | Non-Qualified Stock Option (right to buy) | $26.35 | M | 1517.0 | Disposed | 2018-01-02 | Common Stock (1517) | Direct |
| 2013-07-12 | Non-Qualified Stock Option (right to buy) | $30.94 | M | 1292.0 | Disposed | 2018-03-03 | Common Stock (1292) | Direct |
| 2013-07-12 | Non-Qualified Stock Option (right to buy) | $31.0 | M | 352.0 | Disposed | 2018-05-01 | Common Stock (352) | Direct |
| 2013-07-12 | Non-Qualified Stock Option (right to buy) | $36.51 | M | 1095.0 | Disposed | 2018-04-01 | Common Stock (1095) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9500 | Indirect |
Footnotes
F1: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).
F2: As Trustee of the A. GEORGE BATTLE 2011 SEPARATE PROPERTY TRUST
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