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NETFLIX INC — Director's Dealing 2011
Aug 2, 2011
29748_dirs_2011-08-01_4b940e60-84d1-4263-92e0-2ea5e6d4bf21.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NETFLIX INC (NFLX)
CIK: 0001065280
Period of Report: 2011-07-28
Reporting Person: HOAG JAY C (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-07-28 | Common Stock | M | 490 | $101.99 | Acquired | 490 | Direct |
| 2011-07-28 | Common Stock | M | 466 | $107.29 | Acquired | 956 | Direct |
| 2011-07-28 | Common Stock | M | 456 | $109.66 | Acquired | 1412 | Direct |
| 2011-07-28 | Common Stock | M | 491 | $101.88 | Acquired | 1903 | Direct |
| 2011-07-28 | Common Stock | M | 371 | $134.91 | Acquired | 2274 | Direct |
| 2011-07-28 | Common Stock | M | 323 | $154.66 | Acquired | 2597 | Direct |
| 2011-07-28 | Common Stock | M | 299 | $167.67 | Acquired | 2896 | Direct |
| 2011-07-28 | Common Stock | M | 250 | $200.14 | Acquired | 3146 | Direct |
| 2011-07-28 | Common Stock | M | 280 | $178.41 | Acquired | 3426 | Direct |
| 2011-07-28 | Common Stock | M | 235 | $212.90 | Acquired | 3661 | Direct |
| 2011-07-28 | Common Stock | M | 244 | $204.63 | Acquired | 3905 | Direct |
| 2011-07-28 | Common Stock | M | 207 | $242.09 | Acquired | 4112 | Direct |
| 2011-07-28 | Common Stock | M | 211 | $237.19 | Acquired | 4323 | Direct |
| 2011-07-28 | Common Stock | M | 187 | $267.26 | Acquired | 4510 | Direct |
| 2011-07-28 | Common Stock | S | 4510 | $267.8118 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-07-28 | Non-Qualified Stock Option (right to buy) | $101.99 | M | 490 | Disposed | 2020-05-03 | Common Stock (490) | Direct |
| 2011-07-28 | Non-Qualified Stock Option (right to buy) | $107.29 | M | 466 | Disposed | 2020-06-02 | Common Stock (466) | Direct |
| 2011-07-28 | Non-Qualified Stock Option (right to buy) | $109.66 | M | 456 | Disposed | 2020-07-01 | Common Stock (456) | Direct |
| 2011-07-28 | Non-Qualified Stock Option (right to buy) | $101.88 | M | 491 | Disposed | 2020-08-02 | Common Stock (491) | Direct |
| 2011-07-28 | Non-Qualified Stock Option (right to buy) | $134.91 | M | 371 | Disposed | 2020-09-01 | Common Stock (371) | Direct |
| 2011-07-28 | Non-Qualified Stock Option (right to buy) | $154.66 | M | 323 | Disposed | 2020-10-01 | Common Stock (323) | Direct |
| 2011-07-28 | Non-Qualified Stock Option (right to buy) | $167.67 | M | 299 | Disposed | 2020-11-01 | Common Stock (299) | Direct |
| 2011-07-28 | Non-Qualified Stock Option (right to buy) | $200.14 | M | 250 | Disposed | 2020-12-01 | Common Stock (250) | Direct |
| 2011-07-28 | Non-Qualified Stock Option (right to buy) | $178.41 | M | 280 | Disposed | 2021-01-03 | Common Stock (280) | Direct |
| 2011-07-28 | Non-Qualified Stock Option (right to buy) | $212.90 | M | 235 | Disposed | 2021-02-01 | Common Stock (235) | Direct |
| 2011-07-28 | Non-Qualified Stock Option (right to buy) | $204.63 | M | 244 | Disposed | 2021-03-01 | Common Stock (244) | Direct |
| 2011-07-28 | Non-Qualified Stock Option (right to buy) | $242.09 | M | 207 | Disposed | 2021-04-01 | Common Stock (207) | Direct |
| 2011-07-28 | Non-Qualified Stock Option (right to buy) | $237.19 | M | 211 | Disposed | 2021-05-01 | Common Stock (211) | Direct |
| 2011-07-28 | Non-Qualified Stock Option (right to buy) | $267.26 | M | 187 | Disposed | 2021-06-01 | Common Stock (187) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 63854 | Indirect |
| Common Stock | 12396 | Indirect |
Footnotes
F1: Jay C. Hoag ("Hoag") has the sole voting and dispositive power over these shares; however, TCMI, Inc. has a right to 100% of the pecuniary interest in such shares. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. This does not include shares held by The Hoag Family Trust U/A DTD 08/02/1994 and Hamilton Investments Limited Partnership, which are separately reported on this Form 4.
F2: This transaction was executed in multiple trades at prices ranging from $267.81 to $267.82. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon written request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: These shares are held by The Hoag Family Trust U/A DTD 08/02/1994. Hoag is a trustee of The Hoag Family Trust U/A DTD 08/02/1994. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F4: These shares are held by Hamilton Investments Limited Partnership. Hoag is the sole general partner and a limited partner of Hamilton Investments Limited Partnership. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F5: Not applicable.
F6: Hoag has the sole voting and dispositive power over the options he holds directly; however, TCMI, Inc. has a right to 100% of the pecuniary interest in such options. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such options and the shares he receives upon exercise of such options except to the extent of his pecuniary interest therein.