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NETFLIX INC — Director's Dealing 2003
Dec 31, 2003
29748_dirs_2003-12-30_146d2e87-7467-4e34-b5d0-8a406d4e6479.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: NETFLIX INC (NFLX)
CIK: 0001065280
Period of Report: 2003-11-05
Reporting Person: KIMBALL RICK (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2003-11-05 | Common Stock | J | 3713 | — | Disposed | 13051 | Indirect |
| 2003-11-05 | Common Stock | J | 114308 | — | Disposed | 401747 | Indirect |
| 2003-11-05 | Common Stock | J | 17453 | — | Disposed | 61338 | Indirect |
| 2003-11-05 | Common Stock | J | 87882 | — | Disposed | 308869 | Indirect |
| 2003-11-05 | Common Stock | J | 15596 | — | Disposed | 54813 | Indirect |
| 2003-11-05 | Common Stock | J | 679 | — | Acquired | 679 | Indirect |
| 2003-11-05 | Common Stock | J | 22437 | — | Acquired | 23116 | Indirect |
| 2003-11-05 | Common Stock | J | 3193 | — | Acquired | 26309 | Indirect |
| 2003-11-05 | Common Stock | J | 16075 | — | Acquired | 42384 | Indirect |
| 2003-11-05 | Common Stock | J | 165 | — | Acquired | 42549 | Indirect |
| 2003-11-05 | Common Stock | J | 42549 | — | Disposed | 0 | Indirect |
| 2003-11-05 | Common Stock | J | 11018 | — | Acquired | 11018 | Indirect |
| 2003-11-05 | Common Stock | J | 830095 | — | Disposed | 2610792 | Indirect |
| 2003-11-05 | Common Stock | J | 30953 | — | Disposed | 97354 | Indirect |
| 2003-11-05 | Common Stock | J | 165571 | — | Acquired | 165571 | Indirect |
| 2003-11-05 | Common Stock | J | 53 | — | Acquired | 165624 | Indirect |
| 2003-11-05 | Common Stock | J | 155156 | — | Disposed | 10468 | Indirect |
| 2003-11-05 | Common Stock | J | 3536 | — | Acquired | 14554 | Indirect |
| 2003-11-05 | Common Stock | J | 29297 | — | Acquired | 43851 | Indirect |
| 2003-11-06 | Common Stock | S | 4766 | $55.75 | Disposed | 5702 | Indirect |
Footnotes
F1: In-kind pro-rata distribution from Technology Crossover Ventures II, L.P., Technology Crossover Ventures II, C.V., TCV II, V.O.F., TCV II (Q), L.P. and TCV II Strategic Partners, L.P. (collectively, the "Limited Partnerships II") to their Partners, without consideration. Please see footnote 4.
F2: In-kind pro-rata distribution from TCV IV, L.P. and TCV IV Strategic Partners, L.P. (collectively, the "Limited Partnerships IV") to their Partners, without consideration. Please see footnote 4.
F3: Acquisition by The Kimball Family Trust Uta Dtd 2/23/94 , a limited partner of TCV IV Strategic Partners, L.P. pursuant to pro-rata in kind distribution by TCV IV Strategic Partners, L.P. to is partners without consideration. Please see footnote 5.
F4: Reporting person is a managing member of Technology Crossover Management II, L.L.C. ("TCM II") which is the general partner of Limited Partnerships II. Reporting person is also a managing member of Technology Crossover Management IV, L.L.C. ("TCM IV") which is the general partner of the Limited Partnerships IV. Reporting person, TCM II and TCM IV may be deemed to own the shares held by the Limited Partnerships II and Limited Partnerships IV but reporting person, TCM II and TCM IV disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.
F5: Reporting person and his wife are the sole trustees of The Kimball Family Trust Uta Dtd 2/23/94.
F6: Acquisition by TCM IV pusuant to a pro-rata in kind distribution by TCV IV, L.P. without consideration. Please see footnote 4.
F7: Acquisition by TCM IV pusuant to a pro-rata in kind distribution by TCV IV Strategic Partners, L.P. without consideration. Please see footnote 4.
F8: Acquisition by TCM II pusuant to a pro-rata in kind distribution by TCV II, V.O.F. without consideration. Please see footnote 4.
F9: Acquisition by TCM II pusuant to a pro-rata in kind distribution by Technology Crossover Ventures II, L.P. without consideration. Please see footnote 4.
F10: Acquisition by TCM II pusuant to a pro-rata in kind distribution by Technology Crossover Ventures II, C.V. without consideration. Please see footnote 4.
F11: Acquisition by TCM II pusuant to a pro-rata in kind distribution by TCV II (Q), L.P. without consideration. Please see footnote 4.
F12: Acquisition by TCM II pusuant to a pro-rata in kind distribution by TCV II Strategic Partners L.P. without consideration. Please see footnote 4.
F13: In-kind pro-rata distribution from TCM II to its members, without consideration. Please see footnote 4.
F14: Acquisition by The Kimball Family Trust Uta Dtd 2/23/94 from TCM IV, pursuant to pro-rata in kind distribution by TCM IV to its members without consideration. Please see footnote 5.
F15: Acquisition by The Kimball Family Trust Uta Dtd 2/23/94 from TCM II, pursuant to pro-rata in kind distribution by TCM II to its members without consideration. Please see footnote 5.
F16: In-kind pro-rata distribution from TCM IV to its members, without consideration. Please see footnote 4.